TIA Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.
TIA Wealth Management reports 346 clients. They include 312 individual clients and 34 high-net-worth individuals. Of its assets, 100.0% ($102M across 343 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 60% |
| High-net-worth individuals | 10% | 40% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 312 | $61M | 60.1% | $195K |
| High-net-worth individuals | 34 | $40.5M | 39.9% | $1.19M |
| Total | 346 | $102M | 100% | $293K |
- Clients
- 312
- Regulatory AUM
- $61M
- AUM share
- 60.1%
- Avg. per client
- $195K
- Clients
- 34
- Regulatory AUM
- $40.5M
- AUM share
- 39.9%
- Avg. per client
- $1.19M
Total
- Clients
- 346
- Regulatory AUM
- $102M
- AUM share
- 100%
- Avg. per client
- $293K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
TIA Wealth Management charges 1.00% a year for its Asset Management. The fee is negotiable.
Fee details and sources
Robert Guy owns 75% or more of TIA Wealth Management. The leadership team of TIA Wealth Management includes Chief Compliance Officer Robert Guy. It has 3 employees, 1 of them in advisory roles.
Leadership
- Robert GuyManaging Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- 3 insurance agents
- Owns 75% or more of Tia Wealth Management LLC
Robert Guy
Control person · since January 2024
Besides its headquarters, TIA Wealth Management has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 29 Water Street, Suite 302, NewburyportHQ
Contact and registration details
- Legal name
- Tia Wealth Management LLC
- Headquarters
- 29 Water Street, Suite 302, Newburyport, MA 01950
- Website
- taxandinvestments.com
- Phone
- 978-255-1128
- SEC file
- 801-136330
- Structure
- Massachusetts LLC
- Fiscal year end
- December
TIA Wealth Management uses FMR ($102M) as custodian for its separately managed accounts. TIA Wealth Management does not have custody of client assets.
- FMRFMR LLC · Boston, MA · $102M100%
At year end, TIA Wealth Management’s separately managed accounts were mostly in stocks (70%) and cash (20%).
What the accounts hold
- Stocks70%
- Exchange-traded equities55%
- Non-exchange-traded equities15%
- Bonds10%
- Cash20%
How many clients does TIA Wealth Management have?
TIA Wealth Management has 346 clients and manages $102 million for them, as of May 2026. They include 312 individual clients and 34 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 May 2026
What services does TIA Wealth Management offer?
TIA Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does TIA Wealth Management charge?
TIA Wealth Management charges 1.00% a year for its Asset Management. The fee is negotiable.
Source: FORM ADV2A, filed 7 May 2026
Which custodians does TIA Wealth Management use?
TIA Wealth Management’s separately managed account assets are held at FMR LLC (Boston, MA), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 May 2026
How many financial advisors does TIA Wealth Management have?
TIA Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TIA Wealth Management invest in?
At the end of its last fiscal year, TIA Wealth Management’s separately managed accounts held 55% exchange-traded equities, 20% cash and equivalents, 15% non-exchange-traded equities and 10% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TIA Wealth Management?
TIA Wealth Management’s direct owner is Robert Guy (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 May 2026
How does TIA Wealth Management get paid?
TIA Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact TIA Wealth Management?
TIA Wealth Management’s main office is at 29 Water Street, Suite 302, Newburyport, MA 01950. Its phone number is 978-255-1128. Its website is taxandinvestments.com.