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The Litigation Fund Manager

Private funds

Mill Valley, CACRD 330517Updated

The Litigation Fund Manager is an investment adviser based in Mill Valley, CA, registered with the SEC since 2025. It provides investment management. Its clients include pooled investment vehicles. Its regulatory assets under management total $290 million, as filed on 31 March 2026.

6
Clients
Not reported
AUM per individual client
3
Advisory staff
1
Offices

From Form ADV filed 31 March 2026SEC record

Services and clients

The Litigation Fund Manager provides portfolio management for pooled vehicles. The firm advises 6 private funds.

The Litigation Fund Manager reports 6 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 20.3% ($58.8M across 2 accounts) are managed with discretion; $231M across 4 accounts are not.

Clients and assets by client type
Clients6 clients
Assets$290M
Share of clients and assets by client type
Client typeClientsAssets
Pooled investment vehicles100%100%
Client breakdown and activity details
Pooled investment vehicles
Clients
6
Regulatory AUM
$290M
AUM share
100.0%
Avg. per client
$48.3M

Total

Clients
6
Regulatory AUM
$290M
AUM share
100%
Avg. per client
$48.3M
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
0
Private funds advised
6

Fees and minimums

The Litigation Fund Manager is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

David Gallagher owns 25% to 50% of The Litigation Fund Manager. It has 3 employees.

Leadership

  • Andrew Curtis
    CCO, Director
  • David Gallagher
    Co-Founder, Managing Director, Managing Member
  • Ajit Singh
    Co-Founder, Managing Director, Managing Member

Staff

  • 3 employees
  • 3 in advisory functions
Who owns the firm
The Litigation Fund Manager, LLC· the adviser
  • David Gallagher

    Control person · since July 2023

    Owns 25% to 50% of The Litigation Fund Manager, LLC
  • Ajit Singh

    Control person · since July 2023

    Owns 25% to 50% of The Litigation Fund Manager, LLC
  • Andrew Curtis

    Control person · since August 2023

    Owns 5% to 10% of The Litigation Fund Manager, LLC

Growth and acquisitions

The Litigation Fund Manager’s regulatory assets grew from $215M (June 2025) to $290M (March 2026); clients rose from 5 to 6 and employees were 3 in both filings.

By annual filing
Measure
Figures from each annual filing
The Litigation Fund Manager figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
March 2026$290M631
June 2025$215M531

Offices and registration details

Besides its headquarters, The Litigation Fund Manager has 0 offices, with 1 listed address in California.

Listed office addresses in California
Mill Valley

California · 1 listed address

  • 7 North Knoll Road, Suite 9, Mill ValleyHQ

Contact and registration details

Legal name
The Litigation Fund Manager, LLC
Headquarters
7 North Knoll Road, Suite 9, Mill Valley, CA 94941
SEC file
801-134051
Structure
Delaware LLC
Fiscal year end
December

Custodians

The Litigation Fund Manager does not have custody of client assets.

Common questions

How many clients does The Litigation Fund Manager have?

The Litigation Fund Manager has 6 clients and manages $290 million for them, as of March 2026. They include 6 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026

What services does The Litigation Fund Manager offer?

The Litigation Fund Manager provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does The Litigation Fund Manager have?

The Litigation Fund Manager has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns The Litigation Fund Manager?

The Litigation Fund Manager’s direct owners are Andrew Curtis, David Gallagher and Ajit Singh, each holding 50% or less.

Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026

How does The Litigation Fund Manager get paid?

The Litigation Fund Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact The Litigation Fund Manager?

The Litigation Fund Manager’s main office is at 7 North Knoll Road, Suite 9, Mill Valley, CA 94941. Its phone number is 415-720-2613. Its website is lit-fund.com.

Source: Form ADV Part 1A, Item 1.F, filed 31 March 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 31 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 330517.
  3. SEC registered adviser data, annual Form ADV amendments filed 30 June 2025 to 31 March 2026. Items 1.F and 5.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

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