{"url":"https://nivawealth.com/firms/the-litigation-fund-manager-330517","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330517","regulatoryAum":289700597,"crd":"330517","history":[{"filedOn":"2025-06-30","regulatoryAum":214790000,"clients":5,"employees":3,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":289700597,"clients":6,"employees":3,"offices":1}],"secFileNumber":"801-134051","legalName":"The Litigation Fund Manager, LLC","displayName":"The Litigation Fund Manager","slug":"the-litigation-fund-manager-330517","website":"https://lit-fund.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/the-litigation-fund","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7 North Knoll Road, Suite 9","city":"Mill Valley","state":"CA","stateName":"California","country":"United States","postalCode":"94941"},"tradeNames":[],"registration":{"secApproved":"30 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":289700597,"discretionary":58787613,"discretionaryAccounts":2,"nonDiscretionary":230912984,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":289700597}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"The Litigation Fund Manager does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Andrew Curtis","title":"CCO, Director","crd":"7898741"},{"name":"David Gallagher","title":"Co-Founder, Managing Director, Managing Member","crd":"7898743"},{"name":"Ajit Singh","title":"Co-Founder, Managing Director, Managing Member","crd":"4740898"}],"ownership":[{"label":"Andrew Curtis","detail":"Cco, director in the 5% to 10% ownership band and a control person, since August 2023."},{"label":"David Gallagher","detail":"Co-founder, managing director, managing member in the 25% to 50% ownership band and a control person, since July 2023."},{"label":"Ajit Singh","detail":"Co-founder, managing director, managing member in the 25% to 50% ownership band and a control person, since July 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"7 North Knoll Road, Suite 9","city":"Mill Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-720-2613","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":6},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330517/PDF/330517.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Litigation Fund Manager have?","answer":"The Litigation Fund Manager has 6 clients and manages $290 million for them, as of March 2026. They include 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Litigation Fund Manager offer?","answer":"The Litigation Fund Manager provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does The Litigation Fund Manager have?","answer":"The Litigation Fund Manager has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Litigation Fund Manager?","answer":"The Litigation Fund Manager’s direct owners are Andrew Curtis, David Gallagher and Ajit Singh, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Litigation Fund Manager get paid?","answer":"The Litigation Fund Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Litigation Fund Manager?","answer":"The Litigation Fund Manager’s main office is at 7 North Knoll Road, Suite 9, Mill Valley, CA 94941. Its phone number is 415-720-2613. Its website is lit-fund.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}