The Cavanaugh Group provides portfolio management for individuals and small businesses.
The Cavanaugh Group reports 44 clients. They include 24 high-net-worth individuals and 20 individual clients. Of its assets, 99.4% ($483M across 45 accounts) are managed with discretion; $3M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 1% |
| High-net-worth individuals | 55% | 97% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 20 | $6.79M | 1.4% | $339K |
| High-net-worth individuals | 24 | $469M | 96.6% | $19.6M |
| Pension and profit-sharing plans | Fewer than 5 | $8.48M | 1.7% | — |
| Charitable organizations | Fewer than 5 | $1.1M | 0.2% | — |
| Total | 44 | $486M | 100% | — |
- Clients
- 20
- Regulatory AUM
- $6.79M
- AUM share
- 1.4%
- Avg. per client
- $339K
- Clients
- 24
- Regulatory AUM
- $469M
- AUM share
- 96.6%
- Avg. per client
- $19.6M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.48M
- AUM share
- 1.7%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.1M
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 44
- Regulatory AUM
- $486M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
The Cavanaugh Group charges 1.00% a year for its Investment Advisory Services. The fee is billed in advance.
Fee details and sources
Daniel Keith owns 75% or more of The Cavanaugh Group. The leadership team of The Cavanaugh Group includes President Jessica Keith. It has 2 employees.
Leadership
- Jessica KeithVice President/Chief Compliance Officer
- Daniel KeithPresident
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of The Cavanaugh Group Inc
Daniel Keith
Control person · since October 1995
The Cavanaugh Group’s regulatory assets fell from $631M (July 2021) to $486M (June 2026); clients fell from 51 to 44 and employees from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $486M | 44 | 2 | 1 |
| Mar 2025March 2025 | $454M | 45 | 2 | 1 |
| Mar 2024March 2024 | $437M | 44 | 2 | 1 |
| Feb 2023February 2023 | $487M | 47 | 2 | 1 |
| Feb 2022February 2022 | $610M | 63 | 2 | 1 |
| Jul 2021July 2021 | $631M | 51 | 3 | 1 |
Besides its headquarters, The Cavanaugh Group has 0 offices, with 1 listed address in 1 state.
South Carolina · 1 listed address
- 6 Little Rabbit Lane, Kiawah IslandHQ
Contact and registration details
- Legal name
- The Cavanaugh Group Inc
- Headquarters
- 6 Little Rabbit Lane, Kiawah Island, SC 29455
- Website
- Not reported
- Phone
- 410-241-0084
- SEC file
- 801-50257
- Structure
- Maryland corporation
- Fiscal year end
- December
The Cavanaugh Group does not have custody of client assets.
At year end, The Cavanaugh Group’s separately managed accounts were mostly in stocks (90%).
What the accounts hold
- Stocks90%
- Bonds1%
- Cash9%
How many clients does The Cavanaugh Group have?
The Cavanaugh Group has 44 clients and manages $486 million for them, as of June 2026. They include 24 high-net-worth individuals and 20 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 June 2026
What services does The Cavanaugh Group offer?
The Cavanaugh Group provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does The Cavanaugh Group charge?
The Cavanaugh Group charges 1.00% a year for its Investment Advisory Services. The fee is billed in advance.
How many financial advisors does The Cavanaugh Group have?
The Cavanaugh Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Cavanaugh Group invest in?
At the end of its last fiscal year, The Cavanaugh Group’s separately managed accounts held 90% exchange-traded equities, 9% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Cavanaugh Group?
The Cavanaugh Group’s direct owner is Daniel Keith (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 June 2026
How does The Cavanaugh Group get paid?
The Cavanaugh Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact The Cavanaugh Group?
The Cavanaugh Group’s main office is at 6 Little Rabbit Lane, Kiawah Island, SC 29455. Its phone number is 410-241-0084.