{"url":"https://nivawealth.com/firms/the-cavanaugh-group-105931","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105931","regulatoryAum":485742132,"crd":"105931","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1348403","suffix":null,"lastName":"KEITH","firstName":"DANIEL","middleName":"CAVANAUGH"},{"crd":"2420995","suffix":null,"lastName":"KEITH","firstName":"JESSICA","middleName":"PHELPS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-19","regulatoryAum":631196327,"clients":51,"employees":3,"offices":1},{"filedOn":"2022-02-16","regulatoryAum":610035252,"clients":63,"employees":2,"offices":1},{"filedOn":"2023-02-23","regulatoryAum":486525361,"clients":47,"employees":2,"offices":1},{"filedOn":"2024-03-19","regulatoryAum":437332982,"clients":44,"employees":2,"offices":1},{"filedOn":"2025-03-17","regulatoryAum":453576897,"clients":45,"employees":2,"offices":1},{"filedOn":"2026-06-05","regulatoryAum":485742132,"clients":44,"employees":2,"offices":1}],"secFileNumber":"801-50257","legalName":"The Cavanaugh Group Inc","displayName":"The Cavanaugh Group","slug":"the-cavanaugh-group-105931","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Maryland corporation","fiscalYearEnd":"December","headquarters":{"street":"6 Little Rabbit Lane","city":"Kiawah Island","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29455"},"tradeNames":[],"registration":{"secApproved":"29 September 1995","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":10821919.113636363,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":485742132,"discretionary":482744400,"discretionaryAccounts":45,"nonDiscretionary":2997732,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":20,"regulatoryAum":6788679},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":469375762},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":8477186},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1100505}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006756","versionId":1006756,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-05","documentName":"THE CAVANAUGH GROUP, INC.","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:10:08.96967+00:00","documents":[{"name":"THE CAVANAUGH GROUP, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006756","versionId":1006756,"submittedOn":"2026-02-05"}]},"custodians":[],"custodyNote":"The Cavanaugh Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jessica Keith","title":"Vice President/Chief Compliance Officer","crd":"2420995"},{"name":"Daniel Keith","title":"President","crd":"1348403"}],"ownership":[{"label":"Daniel Keith","detail":"President in the 75% or more ownership band and a control person, since October 1995."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"6 Little Rabbit Lane","city":"Kiawah Island","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-241-0084","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"5 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105931/PDF/105931.pdf","brochureDate":"5 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006756","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Cavanaugh Group have?","answer":"The Cavanaugh Group has 44 clients and manages $486 million for them, as of June 2026. They include 24 high-net-worth individuals and 20 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Cavanaugh Group offer?","answer":"The Cavanaugh Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Cavanaugh Group charge?","answer":"The Cavanaugh Group charges 1.00% a year for its Investment Advisory Services. The fee is billed in advance.","source":"THE CAVANAUGH GROUP, INC., filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does The Cavanaugh Group have?","answer":"The Cavanaugh Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Cavanaugh Group invest in?","answer":"At the end of its last fiscal year, The Cavanaugh Group’s separately managed accounts held 90% exchange-traded equities, 9% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Cavanaugh Group?","answer":"The Cavanaugh Group’s direct owner is Daniel Keith (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Cavanaugh Group get paid?","answer":"The Cavanaugh Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Cavanaugh Group?","answer":"The Cavanaugh Group’s main office is at 6 Little Rabbit Lane, Kiawah Island, SC 29455. Its phone number is 410-241-0084.","source":"Form ADV Part 1A, Item 1.F, filed 5 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}