The August Group Capital Limited provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year. The firm advises 1 private fund.
The August Group Capital Limited reports 56 clients. They include 34 high-net-worth individuals, 21 corporations and other businesses, and 1 charitable organization. Of its assets, 91.7% ($679M across 356 accounts) are managed with discretion; $61.6M across 51 accounts are not. Of its clients, 55% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 0% | 0% |
| High-net-worth individuals | 61% | 26% |
| Banking or thrift institutions | 0% | 0% |
| Pension and profit-sharing plans | 0% | 0% |
| Charitable organizations | 2% | 3% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses | 38% | 71% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $0 | 0.0% | — |
| High-net-worth individuals | 34 | $193M | 26.1% | $5.68M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | Fewer than 5 | $19.1M | 2.6% | $19.1M |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | 21 | $528M | 71.3% | $25.1M |
| Total | 56 | $740M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 34
- Regulatory AUM
- $193M
- AUM share
- 26.1%
- Avg. per client
- $5.68M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $19.1M
- AUM share
- 2.6%
- Avg. per client
- $19.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 21
- Regulatory AUM
- $528M
- AUM share
- 71.3%
- Avg. per client
- $25.1M
Total
- Clients
- 56
- Regulatory AUM
- $740M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 55%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 26–50
The August Group Capital Limited is paid through a percentage of assets under management and other compensation; its fees and minimums are set out in its brochures on the SEC website.
The August Group Limited owns 75% or more of The August Group Capital Limited and is in turn owned by Mattshans Holdings Inc. (25–50%). The leadership team of The August Group Capital Limited includes Chief Compliance Officer Sarah Shody. It has 22 employees, 3 of them in advisory roles.
Leadership
- Sarah ShodyChief Compliance Officer
- Patrick GuestDirector
- Brandon HillDirector
- Matthew ShannonDirector
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Patrick Olivier Guest
- Daniel Morris
- Matthew Woeller John Shannon
Staff
- 22 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- 4 soliciting firms
- Owns 75% or more of The August Group Capital Limited
The August Group Limited
Control person · since May 2020
- Owns 25% to 50% of The August Group Limited
Mattshans Holdings Inc.
Control person · since March 2021
- Owns 75% or more of Mattshans Holdings Inc.
Matthew Shannon
Control person · since February 2021
The August Group Capital Limited’s regulatory assets grew 16.1× from $46M (June 2021) to $740M (September 2026); clients rose from 18 to 56 and employees from 10 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $740M | 56 | 22 | 4 |
| July 2025 | $650M | 54 | 22 | 3 |
| July 2024 | $516M | 48 | 16 | 4 |
| May 2023 | $433M | 39 | 11 | 4 |
| July 2022 | $500M | 27 | 9 | 4 |
| June 2021 | $46M | 18 | 10 | 1 |
Besides its headquarters, The August Group Capital Limited has 3 offices, with 4 listed addresses in the U.S. and abroad.
Florida · 1 listed address
- 2598 East Sunrise BLVD, Fort Lauderdale
New York · 1 listed address
- 205 Hudson Street, New York
Choose a state to see its listed addresses.
International offices
- 5910 CHEMIN DE LA COTE DE LIESSE, MONT ROYAL, H4T 1C9, Canada
Other business names
The August Group Capital Limited has reported 1 other business name to the SEC.
- August Group
Contact and registration details
- Legal name
- The August Group Capital Limited
- Headquarters
- 705-320 Bay Street, Toronto, Canada M5H 4A6
- Website
- augustgroup.com
- Phone
- 438-792-5161
- @theaugustgroup-buildwealth
- SEC file
- 801-120147
- Structure
- corporation organized in Canada
- Fiscal year end
- December
The August Group Capital Limited uses RBC Capital Markets ($109M, 40%), National Bank Independent Network ($88.5M, 33%) and RBC DS ($72.6M, 27%) as custodians for its separately managed accounts. The August Group Capital Limited has custody of $109M in client assets for 19 clients.
- National Bank Independent NetworkNational Bank Independent Network · Toronto · $88.5M33%
- RBC DSRBC DS · Toronto · $72.6M27%
- RBC Capital MarketsRBC Capital Markets, LLC · Minneapolis, MN · $109M40%
At year end, The August Group Capital Limited’s separately managed accounts were mostly in stocks (80%) and funds (17%).
What the accounts hold
- Stocks80%
- Exchange-traded equities44%
- Non-exchange-traded equities36%
- Funds17%
- Bonds1%
- Cash1%
- Other1%
- Real estate and crypto1%
How many clients does The August Group Capital Limited have?
The August Group Capital Limited has 56 clients and manages $740 million for them, as of September 2026. They include 34 high-net-worth individuals, 21 corporations and other businesses, and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does The August Group Capital Limited offer?
The August Group Capital Limited provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does The August Group Capital Limited use?
The August Group Capital Limited’s separately managed account assets are held at RBC Capital Markets, LLC (Minneapolis, MN), with $109M, National Bank Independent Network (Toronto), with $88.5M and RBC DS (Toronto), with $72.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026
How many financial advisors does The August Group Capital Limited have?
The August Group Capital Limited has 3 investment adviser representatives registered with state securities authorities, out of 22 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The August Group Capital Limited invest in?
At the end of its last fiscal year, The August Group Capital Limited’s separately managed accounts held 44% exchange-traded equities, 36% non-exchange-traded equities, 17% pooled vehicles (private funds and similar), 1% investment grade corporate bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Real Estate and Crypto. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The August Group Capital Limited?
The August Group Capital Limited is owned through a chain of holding companies by Matthew Shannon. Its direct owner is the August Group Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does The August Group Capital Limited get paid?
The August Group Capital Limited is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact The August Group Capital Limited?
The August Group Capital Limited’s main office is at 705-320 Bay Street, Toronto, Canada M5H 4A6. Its phone number is 438-792-5161. Its website is augustgroup.com.