{"url":"https://nivawealth.com/firms/the-august-group-capital-limited-311499","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311499","regulatoryAum":740298168,"crd":"311499","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7320838","suffix":null,"lastName":"Guest","firstName":"Patrick","middleName":"Olivier"},{"crd":"8015885","suffix":null,"lastName":"Morris","firstName":"Daniel","middleName":null},{"crd":"7320935","suffix":null,"lastName":"Shannon","firstName":"Matthew","middleName":"Woeller John"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-22","regulatoryAum":46007991,"clients":18,"employees":10,"offices":1},{"filedOn":"2022-07-26","regulatoryAum":500331948,"clients":27,"employees":9,"offices":4},{"filedOn":"2023-05-08","regulatoryAum":432689707,"clients":39,"employees":11,"offices":4},{"filedOn":"2024-07-29","regulatoryAum":515850000,"clients":48,"employees":16,"offices":4},{"filedOn":"2025-07-09","regulatoryAum":649737846,"clients":54,"employees":22,"offices":3},{"filedOn":"2026-09-21","regulatoryAum":740298168,"clients":56,"employees":22,"offices":4}],"secFileNumber":"801-120147","legalName":"The August Group Capital Limited","displayName":"The August Group Capital Limited","slug":"the-august-group-capital-limited-311499","website":"https://augustgroup.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/theaugustgroup-buildwealth","founded":null,"organization":"corporation organized in Canada","fiscalYearEnd":"December","headquarters":{"street":"705-320 Bay Street","city":"Toronto","state":"","stateName":"","country":"Canada","postalCode":"M5H 4A6"},"tradeNames":["August Group"],"registration":{"secApproved":"13 January 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":22,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":4},"aum":{"regulatory":740298168,"discretionary":678672639,"discretionaryAccounts":356,"nonDiscretionary":61625529,"nonDiscretionaryAccounts":51,"wrapProgram":null,"nonUsClientsPct":55,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"High-net-worth individuals","clients":34,"regulatoryAum":193085569},{"label":"Banking or thrift institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":19147650},{"label":"State or municipal government entities","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Other investment advisers","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Insurance companies","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":0,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":21,"regulatoryAum":528064949}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"National Bank Independent Network","shortName":"National Bank Independent Network","location":"Toronto","smaAssets":88527641},{"name":"RBC DS","shortName":"RBC DS","location":"Toronto","smaAssets":72619353},{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"Minneapolis, MN","smaAssets":108601384}],"custodyNote":"The August Group Capital Limited has custody of $109M in client assets for 19 clients.","otherCustodians":[],"leadership":[{"name":"Sarah Shody","title":"Chief Compliance Officer","crd":"8020647"},{"name":"Patrick Guest","title":"Director","crd":"7320838"},{"name":"Brandon Hill","title":"Director","crd":"7320856"},{"name":"Matthew Shannon","title":"Director","crd":"7320935"}],"ownership":[{"label":"The August Group Limited","detail":"Owner in the 75% or more ownership band and a control person, since May 2020."},{"label":"Matthew Shannon","detail":"Indirect owner: a trustee of Mattshans Holdings Inc. in the 75% or more band and a control person, since February 2021.","parent":"Mattshans Holdings Inc."},{"label":"Mattshans Holdings Inc.","detail":"Indirect owner: a owner of The August Group Limited in the 25% to 50% band and a control person, since March 2021.","parent":"The August Group Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[{"city":"MONT ROYAL","country":"Canada","postalCode":"H4T 1C9","street":"5910 CHEMIN DE LA COTE DE LIESSE","display":{"city":"MONT ROYAL","region":null,"postalCode":"H4T 1C9","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2598 East Sunrise BLVD","city":"Fort Lauderdale"}]},{"state":"New York","offices":1,"addresses":[{"street":"205 Hudson Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"438-792-5161","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"Non-exchange-traded equity securities","percent":36},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":17},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":1,"detail":"Real Estate and Crypto"}],"privateFunds":1},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311499/PDF/311499.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The August Group Capital Limited have?","answer":"The August Group Capital Limited has 56 clients and manages $740 million for them, as of September 2026. They include 34 high-net-worth individuals, 21 corporations and other businesses, and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The August Group Capital Limited offer?","answer":"The August Group Capital Limited provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does The August Group Capital Limited use?","answer":"The August Group Capital Limited’s separately managed account assets are held at RBC Capital Markets, LLC (Minneapolis, MN), with $109M, National Bank Independent Network (Toronto), with $88.5M and RBC DS (Toronto), with $72.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The August Group Capital Limited have?","answer":"The August Group Capital Limited has 3 investment adviser representatives registered with state securities authorities, out of 22 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The August Group Capital Limited invest in?","answer":"At the end of its last fiscal year, The August Group Capital Limited’s separately managed accounts held 44% exchange-traded equities, 36% non-exchange-traded equities, 17% pooled vehicles (private funds and similar), 1% investment grade corporate bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Real Estate and Crypto. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The August Group Capital Limited?","answer":"The August Group Capital Limited is owned through a chain of holding companies by Matthew Shannon. Its direct owner is the August Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The August Group Capital Limited get paid?","answer":"The August Group Capital Limited is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The August Group Capital Limited?","answer":"The August Group Capital Limited’s main office is at 705-320 Bay Street, Toronto, Canada M5H 4A6. Its phone number is 438-792-5161. Its website is augustgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}