Texas Capital Bank Wealth Management Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Texas Capital Bank Wealth Management Services reports 735 clients. They include 501 high-net-worth individuals, 128 corporations and other businesses, and 58 charitable organizations. Of its assets, 80.2% ($3.36B across 1,710 accounts) are managed with discretion; $830M across 541 accounts are not. A wrap fee program the firm both sponsors and manages holds $3.12B.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 68% | 52% |
| Banking or thrift institutions | 6% | 10% |
| Investment companies | <1% | 6% |
| Charitable organizations | 8% | 6% |
| Corporations and other businesses | 17% | 27% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 501 | $2.18B | 52.0% | $4.35M |
| Banking or thrift institutions | 47 | $418M | 10.0% | $8.89M |
| Investment companies | 1 | $240M | 5.7% | $240M |
| Charitable organizations | 58 | $233M | 5.6% | $4.01M |
| Corporations and other businesses | 128 | $1.12B | 26.8% | $8.77M |
| Total | 735 | $4.19B | 100% | $5.7M |
- Clients
- 501
- Regulatory AUM
- $2.18B
- AUM share
- 52.0%
- Avg. per client
- $4.35M
- Clients
- 47
- Regulatory AUM
- $418M
- AUM share
- 10.0%
- Avg. per client
- $8.89M
- Clients
- 1
- Regulatory AUM
- $240M
- AUM share
- 5.7%
- Avg. per client
- $240M
- Clients
- 58
- Regulatory AUM
- $233M
- AUM share
- 5.6%
- Avg. per client
- $4.01M
- Clients
- 128
- Regulatory AUM
- $1.12B
- AUM share
- 26.8%
- Avg. per client
- $8.77M
Total
- Clients
- 735
- Regulatory AUM
- $4.19B
- AUM share
- 100%
- Avg. per client
- $5.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Texas Capital Bank Wealth Management Services is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Texas Capital Bank owns 75% or more of Texas Capital Bank Wealth Management Services and is in turn owned by Texas Capital Bancshares, Inc. (75% or more). The leadership team of Texas Capital Bank Wealth Management Services includes Chief Compliance Officer Vivek Misra. It has 64 employees, 39 of them in advisory roles.
Leadership
- Vivek MisraChief Compliance Officer
- James ClingmanDirector
- John CummingsDirector
- John ScurlockDirector
Investment adviser representatives
55 representatives listed in the SEC register as of 9 October 2026.
- Carson Stewart Anderson
- Eric Michael Aplis
- Nicholas Joseph Armato
- Scott Alexander Ashmore
- Robert Kelly Ball
- James Marcus Brown
- John Hayden Bryant
- Shaina Buegeler
- Margaret Paige Cappell
- Conlon Cash
- Cortlan Dean Castle
- Anne Williams Cozad
- Harris Dankberg
- Luca Milbank Padula Dennison
- Brandon Robert Dinsmore
- Imaan Amar Doze
- Christian Alexander Duaine
- Marc Anthony Dunbar
- Jarvis Isaiah Ervin
- Brett Whitfield Fenn
- Henry Walter Fisher
- Joseph Robert Gallardo
- Sienna Monet Gomez
- Brandon Charles Hassenfratz
- Chelsea Ann Herr
- Neal Allen Hiett
- Mitchell Cayman Hubbard
- Eric Frederic Hyden
- Michael John Krach
- Bryan Paul Kucholtz
- Casey Wayne Mason
- Bradley Scott Mayer
- Yadira E. Medina
- Leonel Mentado
- James Steven Orr
- Diego A. Patino
- Andrew Scott Pennywell
- Andrew Steven Plambeck
- Robert Jud Riley
- Tyson Hughes Robertson
- Mark Frederick Rodgers
- Joshua Brett Rollins
- Hailee Binet Rutledge
- David A Sirna
- David Lee Stevens
- Henderson Stocker
- Alfonso Paragas Tadeo
- Robin Clay Thigpin
- Beverly Ellen Tittle
- William Robinson Wagner
- James A Wening
- Hayden Lance Williams
- Christopher Woods
- Gregory Gail Yokum
- Joseph Zorn Jr
Staff
- 64 employees
- 39 in advisory functions
- 47 state-registered reps
- 39 broker-dealer reps
- 11 insurance agents
- Owns 75% or more of Texas Capital Bank Wealth Management Services, Inc.
Texas Capital Bank
Control person · since April 2002
- Owns 75% or more of Texas Capital Bank
Texas Capital Bancshares, Inc.
Control person · since April 2002
Texas Capital Bank Wealth Management Services’ regulatory assets grew 2.5× from $1.65B (March 2021) to $4.19B (June 2026); clients rose from 423 to 735 and employees from 30 to 64.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $4.19B | 735 | 64 | 6 |
| June 2025 | $3.47B | 731 | 101 | 6 |
| March 2024 | $3.38B | 709 | 66 | 6 |
| June 2023 | $2.79B | 559 | 65 | 6 |
| May 2022 | $2.36B | 521 | 41 | 6 |
| March 2021 | $1.65B | 423 | 30 | 6 |
Besides its headquarters, Texas Capital Bank Wealth Management Services has 5 offices, with 6 listed addresses in Texas.
Texas · 6 listed addresses
- 2000 McKinney Avenue, Suite 700, DallasHQ
- 98 San Jacinto Boulevard, Austin
- 745 East Mulberry, San Antonio
- 1330 Post Oak Boulevard, Houston
- 300 Throckmorton, Fort Worth
- 1538 E Southlake BLVD, Southlake
Contact and registration details
- Legal name
- Texas Capital Bank Wealth Management Services, Inc.
- Headquarters
- 2000 McKinney Avenue, Suite 700, Dallas, TX 75201
- Website
- texascapitalbank.com
- Phone
- 945-229-5873
- SEC file
- 801-114364
- Structure
- Texas corporation
- Fiscal year end
- December
Texas Capital Bank Wealth Management Services uses Pershing ($3.27B, 94%), Raymond James ($123M, 4%) and Fidelity ($92.6M, 3%) as custodians for its separately managed accounts. Texas Capital Bank Wealth Management Services has custody of $115M in client assets for 20 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $123M4%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $92.6M3%
- PershingPershing LLC · Jersey City, NJ · $3.27B94%
At year end, Texas Capital Bank Wealth Management Services’ separately managed accounts were largely in funds (35%) and stocks (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.87B across 349 positions; the largest are Vanguard Index Fds (23.6%), Nvidia Corporation (7.9%) and iShares TR (4.9%).
What the accounts hold
- Stocks23%
- Funds35%
- Bonds21%
- State and local bonds12%
- U.S. government and agency bonds6%
- High-yield corporate bonds2%
- Investment grade corporate bonds1%
- Cash19%
- Other2%
- Alternatives, reits, and limited partnerships2%
Reported 13F holdings
- $1.87B
- Reported 13F value
- 349
- Positions
- 53.5%
- In the 10 largest
- +10.9%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs23.6%
- Nvidia Corporation7.9%
- iShares TR · Core MSCI Eafe4.9%
- iShares Inc. · Core MSCI Emkt4.1%
- iShares Bitcoin Trust ETF · Shs Ben Int3.6%
- Vanguard Mun BD Fds · Tax Exempt BD2.5%
- Apple Inc.2.5%
- Texas Cap Bancshares Inc.1.6%
- iShares TR · Core S&P Mcp ETF1.6%
- State Str SPDR S&P 500 ETF T · TR Unit1.4%
Together, the ten largest are 53.5% of reported value.
How many clients does Texas Capital Bank Wealth Management Services have?
Texas Capital Bank Wealth Management Services has 735 clients and manages $4.19 billion for them, as of June 2026. They include 501 high-net-worth individuals, 128 corporations and other businesses, and 58 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026
What services does Texas Capital Bank Wealth Management Services offer?
Texas Capital Bank Wealth Management Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Texas Capital Bank Wealth Management Services use?
Texas Capital Bank Wealth Management Services’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $3.27B, Raymond James & Associates, Inc. (St. Petersburg, FL), with $123M and Fidelity Brokerage Services LLC (Smithfield, RI), with $92.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026
How many financial advisors does Texas Capital Bank Wealth Management Services have?
Texas Capital Bank Wealth Management Services has 47 investment adviser representatives registered with state securities authorities, out of 64 employees, and 39 perform investment advisory functions. 39 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Texas Capital Bank Wealth Management Services invest in?
At the end of its last fiscal year, Texas Capital Bank Wealth Management Services’ separately managed accounts held 35% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 19% cash and equivalents, 12% state and local bonds, 6% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% other and 1% investment grade corporate bonds. The 2% other category is described as: Alternatives, Reits, and Limited Partnerships.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Texas Capital Bank Wealth Management Services?
Texas Capital Bank Wealth Management Services is owned through a holding company by Texas Capital Bancshares, Inc. Its direct owner is Texas Capital Bank (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026
How does Texas Capital Bank Wealth Management Services get paid?
Texas Capital Bank Wealth Management Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Texas Capital Bank Wealth Management Services registered with the SEC?
Yes, Texas Capital Bank Wealth Management Services has been registered with the SEC as an investment adviser since 29 November 2018. Its CRD number is 298422 and its SEC file number is 801-114364.
Source: Form ADV Part 1A, Item 1, filed 16 June 2026; IAPD firm record
How do I contact Texas Capital Bank Wealth Management Services?
Texas Capital Bank Wealth Management Services’ main office is at 2000 McKinney Avenue, Suite 700, Dallas, TX 75201. Its phone number is 945-229-5873. Its website is texascapitalbank.com.