TDC Capital Advisors provides portfolio management for individuals and small businesses and selecting other managers.
TDC Capital Advisors reports 113 clients. They include 61 individual clients, 38 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $178M across 217 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 16% |
| High-net-worth individuals | 34% | 73% |
| Charitable organizations | 2% | <1% |
| State or municipal government entities | 2% | 1% |
| Corporations and other businesses | 9% | 10% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $27.8M | 15.6% | $455K |
| High-net-worth individuals | 38 | $129M | 72.6% | $3.39M |
| Charitable organizations | Fewer than 5 | $1.21M | 0.7% | $603K |
| State or municipal government entities | Fewer than 5 | $2.47M | 1.4% | $1.24M |
| Corporations and other businesses | 10 | $17.3M | 9.7% | $1.73M |
| Total | 113 | $178M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $27.8M
- AUM share
- 15.6%
- Avg. per client
- $455K
- Clients
- 38
- Regulatory AUM
- $129M
- AUM share
- 72.6%
- Avg. per client
- $3.39M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.21M
- AUM share
- 0.7%
- Avg. per client
- $603K
- Clients
- Fewer than 5
- Regulatory AUM
- $2.47M
- AUM share
- 1.4%
- Avg. per client
- $1.24M
- Clients
- 10
- Regulatory AUM
- $17.3M
- AUM share
- 9.7%
- Avg. per client
- $1.73M
Total
- Clients
- 113
- Regulatory AUM
- $178M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
TDC Capital Advisors charges 0.50%–1.00% a year for its Portfolio management. The fee is billed in arrears and is negotiable.
Fee details and sources
James Larkin owns 75% or more of TDC Capital Advisors. The leadership team of TDC Capital Advisors includes President James Larkin. It has 4 employees, 1 of them in advisory roles.
Staff
- 4 employees
- 1 in advisory functions
- 3 state-registered reps
- Owns 75% or more of TDC Capital Advisors, Inc.
James Larkin
Control person · since August 2008
TDC Capital Advisors’ regulatory assets grew 1.5× from $117M (July 2021) to $178M (June 2026); clients were 113 in both filings and employees fell from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $178M | 113 | 4 | 1 |
| Jul 2025July 2025 | $172M | 127 | 5 | 1 |
| Jan 2024January 2024 | $152M | 131 | 5 | 1 |
| Jan 2023January 2023 | $145M | 112 | 4 | 1 |
| Jan 2022January 2022 | $138M | 133 | 5 | 1 |
| Jul 2021July 2021 | $117M | 115 | 5 | 1 |
Besides its headquarters, TDC Capital Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 1598 Copperfield Parkway, College StationHQ
Contact and registration details
- Legal name
- TDC Capital Advisors, Inc.
- Headquarters
- 1598 Copperfield Parkway, College Station, TX 77845
- Website
- tdcadvisors.com
- Phone
- 979-260-9696
- SEC file
- 801-121287
- Structure
- Texas corporation
- Fiscal year end
- December
TDC Capital Advisors’ named custodian for separately managed accounts is Fidelity ($178M). TDC Capital Advisors does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $178M100%
At year end, TDC Capital Advisors’ separately managed accounts were largely in stocks (33%) and bonds (28%).
What the accounts hold
- Stocks33%
- Funds25%
- Bonds28%
- U.S. government and agency bonds16%
- State and local bonds7%
- Investment grade corporate bonds5%
- Cash14%
How many clients does TDC Capital Advisors have?
TDC Capital Advisors has 113 clients and manages $178 million for them, as of June 2026. They include 61 individual clients, 38 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026
What services does TDC Capital Advisors offer?
TDC Capital Advisors provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does TDC Capital Advisors charge?
TDC Capital Advisors charges 0.50%–1.00% a year for its Portfolio management. The fee is billed in arrears and is negotiable.
Source: TDC CAPITAL ADVISORS, INC. ADV BROCHURE, filed 10 June 2026
Which custodians does TDC Capital Advisors use?
TDC Capital Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $178M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 June 2026
How many financial advisors does TDC Capital Advisors have?
TDC Capital Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TDC Capital Advisors invest in?
At the end of its last fiscal year, TDC Capital Advisors’ separately managed accounts held 33% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 16% U.S. government and agency bonds, 14% cash and equivalents, 7% state and local bonds and 5% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TDC Capital Advisors?
TDC Capital Advisors’ direct owner is James Larkin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 June 2026
How does TDC Capital Advisors get paid?
TDC Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact TDC Capital Advisors?
TDC Capital Advisors’ main office is at 1598 Copperfield Parkway, College Station, TX 77845. Its phone number is 979-260-9696. Its website is tdcadvisors.com.
