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James Larkin, portrait

James Larkin

Chief Compliance Officer/ Shareholder/ President at TDC Capital Advisors in College Station, TX

Investment adviser registrationUpdated

James Larkin is Chief Compliance Officer/ Shareholder/ President of TDC Capital Advisors, Inc., an investment adviser managing $178M, and works from its College Station, TX office. James Larkin has been registered as an investment adviser representative through TDC Capital Advisors since 27 August 2008, has 18 years in the industry across 1 firm and has passed the Series 65.

18
Years in industry
18
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

James Larkin has been Chief Compliance Officer/ Shareholder/ President of TDC Capital Advisors since August 2008, is a control person of the firm and directly owns 75% or more of it. James Larkin holds a B.B.A. from Texas A&M University and an M.S. in Accounting from Texas A&M University.

TDC Capital Advisors, Inc. is a College Station, TX firm with $178M under management, 113 clients and 1 adviser in one office, as of its June 2026 filing.

James Larkin is a shareholder of TDC Capital Advisors, Inc. He gained experience in individual, partnership and corporate tax consulting at Arthur Andersen and Ernst & Young before joining the firm in 2007, and became a shareholder in 2014.

  1. – present · 18 years
    College Station, TX · Adviser representative · Firm CRD 117769

Credentials and registrations

Professional designations

Listed by TDC Capital Advisors

  • CPA

Investment adviser representative registrations

James Larkin is registered as an investment adviser representative in Texas, since August 2008.

  • TexasSince 27 August 2008

Examinations

Series 659 July 2008
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
James Matthew Larkin
CRD
5586034
Firm
TDC Capital Advisors · CRD 117769
Role
Chief Compliance Officer/ Shareholder/ President
Office
1598 COPPERFIELD PARKWAY, College Station, TX 77845
Registration
Investment adviser registration
In the industry since
August 2008
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does James Larkin work?

James Larkin has been Chief Compliance Officer/ Shareholder/ President of TDC Capital Advisors, Inc. since August 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 June 2026

Is James Larkin a financial advisor?

Yes. James Larkin has a current investment-adviser registration in Texas, through TDC Capital Advisors since August 2008.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does James Larkin have?

James Larkin has 18 years in the financial industry, since August 2008, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has James Larkin passed?

James Larkin passed the Series 65 in July 2008.

Source: IAPD individual record, checked 22 October 2026

Where is James Larkin based?

James Larkin’s registered office is in College Station, TX.

Source: IAPD individual record, checked 22 October 2026

Is James Larkin registered with FINRA?

No. James Larkin has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify James Larkin’s record?

Search CRD 5586034 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Larkin’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5586034, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of TDC Capital Advisors, Inc., filed 10 June 2026. Title, control and ownership bands.
  3. TDC Capital Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.