T. Anton Investment House provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
T. Anton Investment House reports 328 clients. They include 203 individual clients and 125 high-net-worth individuals. Of its assets, 100.0% ($367M across 891 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 27% |
| High-net-worth individuals | 38% | 73% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 203 | $99.3M | 27.1% | $489K |
| High-net-worth individuals | 125 | $267M | 72.9% | $2.14M |
| Total | 328 | $367M | 100% | $1.12M |
- Clients
- 203
- Regulatory AUM
- $99.3M
- AUM share
- 27.1%
- Avg. per client
- $489K
- Clients
- 125
- Regulatory AUM
- $267M
- AUM share
- 72.9%
- Avg. per client
- $2.14M
Total
- Clients
- 328
- Regulatory AUM
- $367M
- AUM share
- 100%
- Avg. per client
- $1.12M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
T. Anton Investment House charges 0.60%–1.00% for its Investment Advisory and Management Services. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.80% |
| $2M and above | 0.60% |
Fee details and sources
Tracey Anton owns 75% or more of T. Anton Investment House. The leadership team of T. Anton Investment House includes President Tracey Anton. It has 6 employees, 3 of them in advisory roles.
Leadership
- Tracey AntonPresident and Chief Compliance Officer 11.30.2016
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Tracey Carol Anton
- Brenda Joyce Sims
- Michael Ray Smith
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of T. Anton Investment House, Inc.
Tracey Anton
Control person · since January 2015
T. Anton Investment House’s regulatory assets grew 1.7× from $217M (July 2021) to $367M (March 2026); clients fell from 506 to 328 and employees rose from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $367M | 328 | 6 | 1 |
| March 2025 | $332M | 335 | 4 | 1 |
| February 2024 | $275M | 329 | 3 | 1 |
| March 2023 | $235M | 450 | 5 | 1 |
| March 2022 | $277M | 487 | 5 | 1 |
| July 2021 | $217M | 506 | 5 | 1 |
Besides its headquarters, T. Anton Investment House has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 708 Heartland Trail, Suite #3000, MadisonHQ
Contact and registration details
- Legal name
- T. Anton Investment House, Inc.
- Headquarters
- 708 Heartland Trail, Suite #3000, Madison, WI 53717-2174
- Website
- tantoninvestmenthouse.com
- Phone
- 608-501-1549
- SEC file
- 801-108785
- Founded
- 2015
- Structure
- Wisconsin corporation
- Fiscal year end
- December
T. Anton Investment House does not have custody of client assets.
At year end, T. Anton Investment House’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks6%
- Funds92%
- Cash2%
How many clients does T. Anton Investment House have?
T. Anton Investment House has 328 clients and manages $367 million for them, as of March 2026. They include 203 individual clients and 125 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does T. Anton Investment House offer?
T. Anton Investment House provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does T. Anton Investment House charge?
T. Anton Investment House charges 0.60%–1.00% for its Investment Advisory and Management Services. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2AB FOR T. ANTON INVESTMENT HOUSE, INC., filed 26 March 2026
How many financial advisors does T. Anton Investment House have?
T. Anton Investment House has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does T. Anton Investment House invest in?
At the end of its last fiscal year, T. Anton Investment House’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns T. Anton Investment House?
T. Anton Investment House’s direct owner is Tracey Anton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does T. Anton Investment House get paid?
T. Anton Investment House is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is T. Anton Investment House registered with the SEC?
Yes, T. Anton Investment House has been registered with the SEC as an investment adviser since 3 January 2017. Its CRD number is 174970 and its SEC file number is 801-108785.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact T. Anton Investment House?
T. Anton Investment House’s main office is at 708 Heartland Trail, Suite #3000, Madison, WI 53717-2174. Its phone number is 608-501-1549. Its website is tantoninvestmenthouse.com.