Sunbeam Capital Management provides portfolio management for individuals and small businesses and selecting other managers.
Sunbeam Capital Management reports 47 high-net-worth individuals. Of its assets, 100.0% ($410M across 239 accounts) are managed with discretion. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 47 | $410M | 100.0% | $8.73M |
| Total | 47 | $410M | 100% | $8.73M |
- Clients
- 47
- Regulatory AUM
- $410M
- AUM share
- 100.0%
- Avg. per client
- $8.73M
Total
- Clients
- 47
- Regulatory AUM
- $410M
- AUM share
- 100%
- Avg. per client
- $8.73M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Sunbeam Capital Management charges up to 1.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Fee details and sources
Ellis Carson owns 75% or more of Sunbeam Capital Management. The leadership team of Sunbeam Capital Management includes Chief Compliance Officer Ellis Carson. It has 3 employees, 2 of them in advisory roles.
Leadership
- Ellis CarsonManaging Member/Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Sunbeam Capital Management, LLC
Ellis Carson
Control person · since April 2017
- Owns 10% to 25% of Sunbeam Capital Management, LLC
Rainbow Trust
since September 2017
Courtney Carson
Trustee · since September 2017
Katherine Carson
Trustee · since September 2017
Sunbeam Capital Management’s regulatory assets grew 6.8× from $60.2M (April 2021) to $410M (March 2026); clients rose from 6 to 47 and employees from 1 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $410M | 47 | 3 | 2 |
| June 2025 | $213M | 24 | 2 | 2 |
| March 2024 | $153M | 22 | 2 | 2 |
| March 2023 | $66.2M | 7 | 1 | 1 |
| March 2022 | $56.6M | 8 | 1 | 1 |
| April 2021 | $60.2M | 6 | 1 | 1 |
Besides its headquarters, Sunbeam Capital Management has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Sunbeam Capital Management, LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 901-229-2132
- SEC file
- 801-112112
- Structure
- Georgia LLC
- Fiscal year end
- December
Sunbeam Capital Management uses Fidelity ($214M, 56%) and Charles Schwab ($172M, 44%) as custodians for its separately managed accounts. Sunbeam Capital Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $214M56%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $172M44%
At year end, Sunbeam Capital Management’s separately managed accounts were largely in funds (38%) and bonds (28%).
What the accounts hold
- Stocks25%
- Funds38%
- Registered funds31%
- Pooled vehicles7%
- Bonds28%
- U.S. government and agency bonds24%
- State and local bonds4%
- Cash9%
How many clients does Sunbeam Capital Management have?
Sunbeam Capital Management has 47 clients and manages $410 million for them, as of March 2026. They include 47 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Sunbeam Capital Management offer?
Sunbeam Capital Management provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sunbeam Capital Management charge?
Sunbeam Capital Management charges up to 1.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Source: SUNBEAM CAPITAL MANAGEMENT - PART 2 BROCHURE, filed 20 March 2026
Which custodians does Sunbeam Capital Management use?
Sunbeam Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $214M and Charles Schwab & Co., Inc. (Westlake, TX), with $172M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Sunbeam Capital Management have?
Sunbeam Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sunbeam Capital Management invest in?
At the end of its last fiscal year, Sunbeam Capital Management’s separately managed accounts held 31% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 24% U.S. government and agency bonds, 9% cash and equivalents, 7% pooled vehicles (private funds and similar) and 4% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sunbeam Capital Management?
Sunbeam Capital Management’s direct owners are Ellis Carson (75% or more) and Rainbow Trust (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Sunbeam Capital Management get paid?
Sunbeam Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sunbeam Capital Management?
Its phone number is 901-229-2132.