Ellis Carson has been Managing Member/Chief Compliance Officer of Sunbeam Capital Management since April 2017, is a control person of the firm and directly owns 75% or more of it.
Sunbeam Capital Management, LLC is a firm with $410M under management, 47 clients and 2 advisers across 2 offices, as of its March 2026 filing.
- – present · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 289723
Investment adviser representative registrations
Ellis Carson is registered as an investment adviser representative in Georgia, since June 2023.
- GeorgiaSince 14 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 June 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 November 2006 |
| Series 7 | General Securities Representative Examination | 27 September 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ellis Anderson Carson
- CRD
- 4780927
- Firm
- Sunbeam Capital Management · CRD 289723
- Role
- Managing Member/Chief Compliance Officer
- Office
- Atlanta, GA
- Registration
- Investment adviser registration
- In the industry since
- September 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Ellis Carson work?
Ellis Carson has been Managing Member/Chief Compliance Officer of Sunbeam Capital Management, LLC since April 2017, and is a control person of the firm.
Is Ellis Carson a financial advisor?
Yes. Ellis Carson has a current investment-adviser registration in Georgia, through Sunbeam Capital Management since June 2023.
How many years of experience does Ellis Carson have?
Ellis Carson has 13 years in the financial industry, since September 2013, across 1 adviser firm.
What exams has Ellis Carson passed?
Ellis Carson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2006. FINRA credited Ellis Carson with the SIE, which began in October 2018.
Where is Ellis Carson based?
Ellis Carson’s registered office is in Atlanta, GA.
Is Ellis Carson registered with FINRA?
No. Ellis Carson has no current broker registration.
How can I verify Ellis Carson’s record?
Search CRD 4780927 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ellis Carson’s full registration record.