Strategic Wealth Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars. Financial planning was provided to 3,000 clients last fiscal year.
Strategic Wealth Investment Group reports 3,900 clients. They include 3,614 individual clients and 286 high-net-worth individuals. Of its assets, 100.0% ($1.38B across 8,606 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 66% |
| High-net-worth individuals | 7% | 34% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,614 | $913M | 65.9% | $253K |
| High-net-worth individuals | 286 | $472M | 34.1% | $1.65M |
| Total | 3,900 | $1.38B | 100% | $355K |
- Clients
- 3,614
- Regulatory AUM
- $913M
- AUM share
- 65.9%
- Avg. per client
- $253K
- Clients
- 286
- Regulatory AUM
- $472M
- AUM share
- 34.1%
- Avg. per client
- $1.65M
Total
- Clients
- 3,900
- Regulatory AUM
- $1.38B
- AUM share
- 100%
- Avg. per client
- $355K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 3000
Strategic Wealth Investment Group charges 0.50%–1.50% a year for its Investment Advisory Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.50% |
| $1M–$2.5M | 1.00% |
| $2.5M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning fees are negotiable by scope and complexity of the engagement, generally due in advance, with no payment more than six months ahead.
Matthew Dicken owns 75% or more of Strategic Wealth Investment Group. It has 88 employees, 41 of them in advisory roles.
Staff
- 88 employees
- 41 in advisory functions
- 32 state-registered reps
- 36 insurance agents
- Owns 75% or more of Strategic Wealth Investment Group, LLC
Matthew Dicken
Control person · since July 2002
- Owns 5% to 10% of Strategic Wealth Investment Group, LLC
Jordan Schwartz
Control person · since June 2018
Strategic Wealth Investment Group’s regulatory assets grew 6.2× from $222M (July 2021) to $1.38B (March 2026); clients rose from 1,633 to 3,900 and employees from 35 to 88.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.38B | 3,900 | 88 | 20 |
| May 2025May 2025 | $1.11B | 4,628 | 88 | 18 |
| May 2024May 2024 | $901M | 4,232 | 76 | 18 |
| Aug 2023August 2023 | $628M | 5,807 | 76 | 15 |
| Mar 2022March 2022 | $490M | 2,327 | 45 | 9 |
| Jul 2021July 2021 | $222M | 1,633 | 35 | 6 |
Besides its headquarters, Strategic Wealth Investment Group has 19 offices, with 20 listed addresses across 11 states.
Texas · 5 listed addresses
- 2000 W Sam Houston Parkway S, Houston
- 101 Summit Ave, Fort Worth
- 3711 South Mopac Expressway, Austin
- 12377 Merit Drive, Dallas
- 8000 Ih-10 West, Suite 970, San Antonio
Florida · 3 listed addresses
- 1 Alhambra Plaza, Coral Gables
- 3030 N Rocky Point DR, Tampa
- 111 North Orange Avenue Suite 800, Office # 853, Orlando
Colorado · 2 listed addresses
- 11030 Circle Point Road, Westminster
- 4600 South Syracuse Street, Denver
Indiana · 2 listed addresses
- 2680 E. Main Street, Plainfield
- 9025 River Road, Indianapolis
North Carolina · 2 listed addresses
- 8041 Arco Corporate Drive, Raleigh
- 13146 Ballantyne Corp Place, Charlotte
Arizona · 1 listed address
- 9220 W Union Hills Drive, Peoria
Georgia · 1 listed address
- 1100 Abernathy Road N.e., Atlanta
Kentucky · 1 listed address
- 500 N. Hurtsbourne Parkway, Suite 120, LouisvilleHQ
Ohio · 1 listed address
- 5181 Natorp BLVD Suite 100, Mason
Virginia · 1 listed address
- 1921 Gallows RD, Vienna
Washington · 1 listed address
- 3535 Factoria BLVD Se, Bellevue
Other business names
Strategic Wealth Investment Group has reported 1 other business name to the SEC.
- Strategic Wealth Designers
Contact and registration details
- Legal name
- Strategic Wealth Investment Group, LLC
- Headquarters
- 500 N. Hurtsbourne Parkway, Suite 120, Louisville, KY 40222
- Website
- swdgroup.com
- Phone
- 502-412-3354
- SEC file
- 801-117642
- Structure
- Florida LLC
- Fiscal year end
- December
Strategic Wealth Investment Group’s named custodian for separately managed accounts is Charles Schwab ($1.38B). Strategic Wealth Investment Group has custody of $928 for 404,486,016 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.38B100%
At year end, Strategic Wealth Investment Group’s separately managed accounts were largely in funds (48%) and stocks (45%). Its reported 13F holdings for the quarter ended 31 March 2026 total $788M across 94 positions; the largest are SPDR Series Trust (8.1%), Vanguard Scottsdale Fds (5.0%) and Exchange Listed Fds TR (4.6%).
What the accounts hold
- Stocks45%
- Funds48%
- Registered funds46%
- Pooled vehicles2%
- Bonds4%
- Investment grade corporate bonds3%
- High-yield corporate bonds1%
- Cash3%
How many clients does Strategic Wealth Investment Group have?
Strategic Wealth Investment Group has 3,900 clients and manages $1.38 billion for them, as of March 2026. They include 3,614 individual clients and 286 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Strategic Wealth Investment Group offer?
Strategic Wealth Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Strategic Wealth Investment Group charge?
Strategic Wealth Investment Group charges 0.50%–1.50% a year for its Investment Advisory Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Strategic Wealth Investment Group use?
Strategic Wealth Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.38B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Strategic Wealth Investment Group have?
Strategic Wealth Investment Group has 32 investment adviser representatives registered with state securities authorities, out of 88 employees, and 41 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 36 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Wealth Investment Group invest in?
At the end of its last fiscal year, Strategic Wealth Investment Group’s separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 45% exchange-traded equities, 3% investment grade corporate bonds, 3% cash and equivalents, 2% pooled vehicles (private funds and similar) and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Wealth Investment Group?
Strategic Wealth Investment Group’s direct owners are Matthew Dicken (75% or more) and Jordan Schwartz (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Strategic Wealth Investment Group get paid?
Strategic Wealth Investment Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Wealth Investment Group?
Strategic Wealth Investment Group’s main office is at 500 N. Hurtsbourne Parkway, Suite 120, Louisville, KY 40222. Its phone number is 502-412-3354. Its website is swdgroup.com.