Strategic Financial Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Strategic Financial Planning reports 62 clients. They include 45 high-net-worth individuals, 16 individual clients and 1 charitable organization. Of its assets, 100.0% ($221M across 566 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 3% |
| High-net-worth individuals | 73% | 96% |
| Charitable organizations | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 16 | $6.61M | 3.0% | $413K |
| High-net-worth individuals | 45 | $212M | 96.0% | $4.71M |
| Charitable organizations | Fewer than 5 | $2.11M | 1.0% | $2.11M |
| Total | 62 | $221M | 100% | — |
- Clients
- 16
- Regulatory AUM
- $6.61M
- AUM share
- 3.0%
- Avg. per client
- $413K
- Clients
- 45
- Regulatory AUM
- $212M
- AUM share
- 96.0%
- Avg. per client
- $4.71M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.11M
- AUM share
- 1.0%
- Avg. per client
- $2.11M
Total
- Clients
- 62
- Regulatory AUM
- $221M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Strategic Financial Planning charges 0.25%–1.00% a year for its On-going wealth management fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$3M | 1.00% |
| $3M–$6M | 0.75% |
| $6M–$10M | 0.50% |
| $10M and above | 0.25% |
Fee details and sources
Other fees
- Initial financial planning
- Initial financial planning is a separate engagement under a written agreement; the brochure states no fee amount for it.
Bryan Lee owns 75% or more of Strategic Financial Planning. The leadership team of Strategic Financial Planning includes President Bryan Lee. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Strategic Financial Planning, Inc.
Bryan Lee
Control person · since January 2000
Strategic Financial Planning’s regulatory assets grew 1.5× from $142M (March 2021) to $221M (March 2026); clients rose from 58 to 62 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $221M | 62 | 3 | 1 |
| May 2025May 2025 | $191M | 59 | 2 | 1 |
| Mar 2024March 2024 | $166M | 58 | 4 | 1 |
| Mar 2023March 2023 | $134M | 57 | 4 | 1 |
| Jul 2022July 2022 | $163M | 58 | 3 | 1 |
| Mar 2021March 2021 | $142M | 58 | 3 | 1 |
Besides its headquarters, Strategic Financial Planning has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 6513 Preston RD., Suite 100, PlanoHQ
Contact and registration details
- Legal name
- Strategic Financial Planning, Inc.
- Headquarters
- 6513 Preston RD., Suite 100, Plano, TX 75024
- Website
- strategicfp.com
- Phone
- 972-403-1234
- @strategic-financial-planning
- SEC file
- 801-120190
- Structure
- Texas corporation
- Fiscal year end
- December
Strategic Financial Planning’s named custodians for separately managed accounts are Charles Schwab ($175M, 88%) and Fidelity ($24.9M, 12%). Strategic Financial Planning has custody of $221M for 62 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $175M88%
- FidelityFidelity Brokerage Services LLC · Omaha, NE · $24.9M12%
At year end, Strategic Financial Planning’s separately managed accounts were mostly in funds (99%). Its reported 13F holdings for the quarter ended 30 June 2026 total $192M across 41 positions; the largest are Schwab Strategic TR (12.7%), Schwab Strategic TR (11.4%) and Vanguard Intl Equity Index F (9.8%).
What the accounts hold
- Funds99%
- Cash1%
How many clients does Strategic Financial Planning have?
Strategic Financial Planning has 62 clients and manages $221 million for them, as of March 2026. They include 45 high-net-worth individuals, 16 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Strategic Financial Planning offer?
Strategic Financial Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Strategic Financial Planning charge?
Strategic Financial Planning charges 0.25%–1.00% a year for its On-going wealth management fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Strategic Financial Planning use?
Strategic Financial Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $175M and Fidelity Brokerage Services LLC (Omaha, NE), with $24.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Strategic Financial Planning have?
Strategic Financial Planning has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Financial Planning invest in?
At the end of its last fiscal year, Strategic Financial Planning’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Financial Planning?
Strategic Financial Planning’s direct owner is Bryan Lee (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Strategic Financial Planning get paid?
Strategic Financial Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Financial Planning?
Strategic Financial Planning’s main office is at 6513 Preston RD., Suite 100, Plano, TX 75024. Its phone number is 972-403-1234. Its website is strategicfp.com.
