Stonehaven Wealth & Tax Solutions provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Stonehaven Wealth & Tax Solutions reports 310 clients. They include 267 individual clients and 43 high-net-worth individuals. Of its assets, 100.0% ($168M across 832 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $168M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 52% |
| High-net-worth individuals | 14% | 48% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 267 | $87.3M | 51.9% | $327K |
| High-net-worth individuals | 43 | $80.9M | 48.1% | $1.88M |
| Total | 310 | $168M | 100% | $543K |
- Clients
- 267
- Regulatory AUM
- $87.3M
- AUM share
- 51.9%
- Avg. per client
- $327K
- Clients
- 43
- Regulatory AUM
- $80.9M
- AUM share
- 48.1%
- Avg. per client
- $1.88M
Total
- Clients
- 310
- Regulatory AUM
- $168M
- AUM share
- 100%
- Avg. per client
- $543K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Stonehaven Wealth & Tax Solutions charges 0.60%–1.70% a year for its Wealth management fee. The fee is billed in advance and is negotiable.
Fee details and sources
Brian Much owns 75% or more of Stonehaven Wealth & Tax Solutions. Brian Much is CEO. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- Owns 75% or more of Stonehaven Wealth & Tax Solutions, LLC
Brian Much
Control person · since August 2024
Stonehaven Wealth & Tax Solutions’ regulatory assets grew from $154M (February 2025) to $168M (April 2026); clients were 310 in both filings and employees fell from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $168M | 310 | 3 | 1 |
| Feb 2025February 2025 | $154M | 324 | 4 | 1 |
Besides its headquarters, Stonehaven Wealth & Tax Solutions has 0 offices, with 1 listed address in 1 state.
Wisconsin · 1 listed address
- 540 South Westland Drive, AppletonHQ
Contact and registration details
- Legal name
- Stonehaven Wealth & Tax Solutions, LLC
- Headquarters
- 540 South Westland Drive, Appleton, WI 54914
- Website
- stonehavenwealth.com
- Phone
- 920-882-0427
- SEC file
- 801-131172
- Structure
- Wisconsin LLC
- Fiscal year end
- December
Stonehaven Wealth & Tax Solutions’ named custodian for separately managed accounts is SEI Investments Distribution ($168M). Stonehaven Wealth & Tax Solutions does not have custody of client assets.
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $168M100%
At year end, Stonehaven Wealth & Tax Solutions’ separately managed accounts were mostly in stocks (99%). Its reported 13F holdings for the quarter ended 30 June 2026 total $125M across 93 positions; the largest are SPDR Series Trust (9.8%), J P Morgan Exchange Traded F (9.7%) and iShares TR (6.9%).
What the accounts hold
- Stocks99%
- Exchange-traded equities77%
- Non-exchange-traded equities22%
- Cash1%
How many clients does Stonehaven Wealth & Tax Solutions have?
Stonehaven Wealth & Tax Solutions has 310 clients and manages $168 million for them, as of April 2026. They include 267 individual clients and 43 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026
What services does Stonehaven Wealth & Tax Solutions offer?
Stonehaven Wealth & Tax Solutions provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stonehaven Wealth & Tax Solutions charge?
Stonehaven Wealth & Tax Solutions charges 0.60%–1.70% a year for its Wealth management fee. The fee is billed in advance and is negotiable.
Source: STONEHAVEN WEALTH & TAX SOLUTIONS DISCLOSURE BROCHURE, filed 27 April 2026
Which custodians does Stonehaven Wealth & Tax Solutions use?
Stonehaven Wealth & Tax Solutions’ separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $168M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026
How many financial advisors does Stonehaven Wealth & Tax Solutions have?
Stonehaven Wealth & Tax Solutions has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stonehaven Wealth & Tax Solutions invest in?
At the end of its last fiscal year, Stonehaven Wealth & Tax Solutions’ separately managed accounts held 77% exchange-traded equities, 22% non-exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stonehaven Wealth & Tax Solutions?
Stonehaven Wealth & Tax Solutions’ direct owner is Brian Much (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 April 2026
How does Stonehaven Wealth & Tax Solutions get paid?
Stonehaven Wealth & Tax Solutions is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stonehaven Wealth & Tax Solutions?
Stonehaven Wealth & Tax Solutions’ main office is at 540 South Westland Drive, Appleton, WI 54914. Its phone number is 920-882-0427. Its website is stonehavenwealth.com.
