StoneCrest Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
StoneCrest Wealth Management reports 385 clients. They include 274 individual clients and 111 high-net-worth individuals. Of its assets, 90.1% ($339M across 925 accounts) are managed with discretion; $37.2M across 158 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 24% |
| High-net-worth individuals | 29% | 75% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 274 | $89.2M | 23.7% | $326K |
| High-net-worth individuals | 111 | $284M | 75.5% | $2.55M |
| Corporations and other businesses | Fewer than 5 | $3M | 0.8% | — |
| Total | 385 | $376M | 100% | — |
- Clients
- 274
- Regulatory AUM
- $89.2M
- AUM share
- 23.7%
- Avg. per client
- $326K
- Clients
- 111
- Regulatory AUM
- $284M
- AUM share
- 75.5%
- Avg. per client
- $2.55M
- Clients
- Fewer than 5
- Regulatory AUM
- $3M
- AUM share
- 0.8%
- Avg. per client
- —
Total
- Clients
- 385
- Regulatory AUM
- $376M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
StoneCrest Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Keith Mahan owns 75% or more of StoneCrest Wealth Management. The leadership team of StoneCrest Wealth Management includes President Keith Mahan. It has 4 employees, 3 of them in advisory roles.
Leadership
- Keith MahanPresident, Managing Principal, Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Christian Mahan
- Keith Casey Mahan
- Brian Wiscombe
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Stonecrest Wealth Management, Inc
Keith Mahan
Control person · since October 2020
StoneCrest Wealth Management’s regulatory assets grew 1.9× from $203M (March 2021) to $376M (February 2026); clients rose from 251 to 385 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $376M | 385 | 4 | 1 |
| January 2025 | $307M | 348 | 4 | 1 |
| January 2024 | $243M | 313 | 4 | 1 |
| April 2023 | $194M | 340 | 4 | 1 |
| May 2022 | $261M | 412 | 4 | 1 |
| March 2021 | $203M | 251 | 4 | 1 |
Besides its headquarters, StoneCrest Wealth Management has 0 offices, with 1 listed address in Arizona.
Arizona · 1 listed address
- 118 S Kyrene Road, Suite 4, ChandlerHQ
Contact and registration details
- Legal name
- Stonecrest Wealth Management, Inc
- Headquarters
- 118 S Kyrene Road, Suite 4, Chandler, AZ 85226
- Phone
- 602-258-9400
- SEC file
- 801-119878
- Founded
- 1987
- Structure
- Arizona corporation
- Fiscal year end
- December
StoneCrest Wealth Management uses Raymond James ($339M) as custodian for its separately managed accounts. StoneCrest Wealth Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $339M100%
At year end, StoneCrest Wealth Management’s separately managed accounts were mostly in stocks (69%) and funds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $313M across 73 positions; the largest are Invesco Exch Traded FD TR II (6.7%), Invesco Exch Traded FD TR II (5.2%) and Invesco Exch Traded FD TR II (4.3%).
What the accounts hold
- Stocks69%
- Funds21%
- Cash2%
- Other8%
- Annuities8%
Reported 13F holdings
- $313M
- Reported 13F value
- 73
- Positions
- 40.1%
- In the 10 largest
- +32.4%
- Value vs. prior quarter
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF6.7%
- Invesco Exch Traded FD TR II · S&P 500 Momntm5.2%
- Invesco Exch Traded FD TR II · S&P Intl Momnt4.3%
- Nvidia Corporation4.1%
- Micron Technology Inc.3.8%
- SPDR Series Trust · ST Str P500etf3.3%
- Putnam ETF Trust · Focused Lar Cap3.2%
- Bny Mellon ETF Trust II · Dynamic Value3.1%
- Vaneck ETF Trust · Semiconductr ETF3.1%
- Sei Exchange Traded Funds · Qim US Large Val3.1%
Together, the ten largest are 40.1% of reported value.
How many clients does StoneCrest Wealth Management have?
StoneCrest Wealth Management has 385 clients and manages $376 million for them, as of February 2026. They include 274 individual clients and 111 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026
What services does StoneCrest Wealth Management offer?
StoneCrest Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does StoneCrest Wealth Management use?
StoneCrest Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $339M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026
How many financial advisors does StoneCrest Wealth Management have?
StoneCrest Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does StoneCrest Wealth Management invest in?
At the end of its last fiscal year, StoneCrest Wealth Management’s separately managed accounts held 69% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 8% other and 2% cash and equivalents. The 8% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns StoneCrest Wealth Management?
StoneCrest Wealth Management’s direct owner is Keith Mahan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 February 2026
How does StoneCrest Wealth Management get paid?
StoneCrest Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact StoneCrest Wealth Management?
StoneCrest Wealth Management’s main office is at 118 S Kyrene Road, Suite 4, Chandler, AZ 85226. Its phone number is 602-258-9400. Its website is stonecrestwealthmanagement.com.