Stone Pine Financial Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 11–25 clients last fiscal year.
Stone Pine Financial Partners reports 202 clients. They include 102 high-net-worth individuals and 100 individual clients. Of its assets, 100.0% ($257M across 689 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 13% |
| High-net-worth individuals | 50% | 87% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 100 | $32.6M | 12.7% | $326K |
| High-net-worth individuals | 102 | $224M | 87.3% | $2.2M |
| Total | 202 | $257M | 100% | $1.27M |
- Clients
- 100
- Regulatory AUM
- $32.6M
- AUM share
- 12.7%
- Avg. per client
- $326K
- Clients
- 102
- Regulatory AUM
- $224M
- AUM share
- 87.3%
- Avg. per client
- $2.2M
Total
- Clients
- 202
- Regulatory AUM
- $257M
- AUM share
- 100%
- Avg. per client
- $1.27M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Stone Pine Financial Partners charges 0.25%–1.25% a year for its Asset Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M–$10M | 0.50% |
| $10M and above | 0.25% |
Fee details and sources
Other fees
- Comprehensive Financial Planning
- A fixed fee of $4,000 for the Comprehensive Financial Planning Initial Process, waived for prospective clients who become investment management clients.
Andrew Herron owns 50% to 75% of Stone Pine Financial Partners. It has 5 employees, 4 of them in advisory roles.
Leadership
- Andrew HerronManaging Partner
- Kevin ManningManaging Partner and CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Andrew Harrod Herron
- Myriah Lipke
- Kevin J. Manning
- Abigail Elizabeth Schmid
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Stone Pine Financial Partners, LLC
Andrew Herron
Control person · since March 2013
- Owns 50% to 75% of Stone Pine Financial Partners, LLC
Kevin Manning
Control person · since March 2013
Stone Pine Financial Partners’ regulatory assets grew 2.3× from $109M (June 2021) to $257M (September 2026); clients rose from 147 to 202 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $257M | 202 | 5 | 1 |
| March 2025 | $199M | 166 | 5 | 1 |
| February 2024 | $147M | 147 | 4 | 1 |
| February 2023 | $122M | 151 | 4 | 1 |
| June 2022 | $132M | 155 | 3 | 1 |
| June 2021 | $109M | 147 | 3 | 1 |
Besides its headquarters, Stone Pine Financial Partners has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 200 E State Street, Ste 100, MediaHQ
Contact and registration details
- Legal name
- Stone Pine Financial Partners, LLC
- Headquarters
- 200 E State Street, Ste 100, Media, PA 19063
- Website
- stonepinefinancial.com
- Phone
- 610-565-9181
- SEC file
- 801-121762
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Stone Pine Financial Partners uses Charles Schwab ($257M) as custodian for its separately managed accounts. Stone Pine Financial Partners does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $257M100%
At year end, Stone Pine Financial Partners’ separately managed accounts were mostly in stocks (82%) and funds (15%).
What the accounts hold
- Stocks82%
- Exchange-traded equities80%
- Non-exchange-traded equities2%
- Funds15%
- Bonds1%
- Cash2%
How many clients does Stone Pine Financial Partners have?
Stone Pine Financial Partners has 202 clients and manages $257 million for them, as of September 2026. They include 102 high-net-worth individuals and 100 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Stone Pine Financial Partners offer?
Stone Pine Financial Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Stone Pine Financial Partners charge?
Stone Pine Financial Partners charges 0.25%–1.25% a year for its Asset Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: STONE PINE FINANCIAL PARTNERS BROCHURE, filed 1 September 2026
Which custodians does Stone Pine Financial Partners use?
Stone Pine Financial Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $257M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Stone Pine Financial Partners have?
Stone Pine Financial Partners has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stone Pine Financial Partners invest in?
At the end of its last fiscal year, Stone Pine Financial Partners’ separately managed accounts held 80% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 2% non-exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stone Pine Financial Partners?
Stone Pine Financial Partners’ direct owners are Andrew Herron (50% to 75%) and Kevin Manning (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Stone Pine Financial Partners get paid?
Stone Pine Financial Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stone Pine Financial Partners?
Stone Pine Financial Partners’ main office is at 200 E State Street, Ste 100, Media, PA 19063. Its phone number is 610-565-9181. Its website is stonepinefinancial.com.