{"url":"https://nivawealth.com/firms/stone-pine-financial-partners-175287","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/175287","regulatoryAum":256750667,"crd":"175287","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4594408","suffix":null,"lastName":"HERRON","firstName":"ANDREW","middleName":"HARROD"},{"crd":"7352910","suffix":null,"lastName":"LIPKE","firstName":"MYRIAH","middleName":null},{"crd":"4642522","suffix":null,"lastName":"MANNING","firstName":"KEVIN","middleName":"J."},{"crd":"7878756","suffix":null,"lastName":"SCHMID","firstName":"ABIGAIL","middleName":"ELIZABETH"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-15","regulatoryAum":109320000,"clients":147,"employees":3,"offices":1},{"filedOn":"2022-06-23","regulatoryAum":132306000,"clients":155,"employees":3,"offices":1},{"filedOn":"2023-02-03","regulatoryAum":121725000,"clients":151,"employees":4,"offices":1},{"filedOn":"2024-02-05","regulatoryAum":146946979,"clients":147,"employees":4,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":198957802,"clients":166,"employees":5,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":256750667,"clients":202,"employees":5,"offices":1}],"secFileNumber":"801-121762","legalName":"Stone 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clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056647","versionId":1056647,"submittedOn":"2026-09-01","documentName":"STONE PINE FINANCIAL PARTNERS BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:04:27.678697+00:00","documents":[{"name":"STONE PINE FINANCIAL PARTNERS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056647","versionId":1056647,"submittedOn":"2026-09-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":256750667}],"custodyNote":"Stone Pine Financial Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Andrew Herron","title":"Managing Partner","crd":"4594408"},{"name":"Kevin Manning","title":"Managing Partner and CCO","crd":"4642522"}],"ownership":[{"label":"Andrew Herron","detail":"Managing partner in the 50% to 75% ownership band and a control person, since March 2013."},{"label":"Kevin Manning","detail":"Managing partner and cco in the 50% to 75% ownership band and a control person, since March 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"200 E State Street, Ste 100","city":"Media","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-565-9181","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/175287/PDF/175287.pdf","brochureDate":"1 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056647","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stone Pine Financial Partners have?","answer":"Stone Pine Financial Partners has 202 clients and manages $257 million for them, as of September 2026. They include 102 high-net-worth individuals and 100 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stone Pine Financial Partners offer?","answer":"Stone Pine Financial Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stone Pine Financial Partners charge?","answer":"Stone Pine Financial Partners charges 0.25%–1.25% a year for its Asset Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"STONE PINE FINANCIAL PARTNERS BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stone Pine Financial Partners use?","answer":"Stone Pine Financial Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $257M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stone Pine Financial Partners have?","answer":"Stone Pine Financial Partners has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stone Pine Financial Partners invest in?","answer":"At the end of its last fiscal year, Stone Pine Financial Partners’ separately managed accounts held 80% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 2% non-exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stone Pine Financial Partners?","answer":"Stone Pine Financial Partners’ direct owners are Andrew Herron (50% to 75%) and Kevin Manning (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stone Pine Financial Partners get paid?","answer":"Stone Pine Financial Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stone Pine Financial Partners?","answer":"Stone Pine Financial Partners’ main office is at 200 E State Street, Ste 100, Media, PA 19063. Its phone number is 610-565-9181. Its website is stonepinefinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}