Stone House Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, insurance, and tax preparation. Financial planning was provided to 1–10 clients last fiscal year.
Stone House Investment Management reports 1,171 clients. They include 900 individual clients, 253 high-net-worth individuals, and 16 corporations and other businesses. Of its assets, 99.3% ($836M across 2,828 accounts) are managed with discretion; $6.05M across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 38% |
| High-net-worth individuals | 22% | 60% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 900 | $322M | 38.3% | $358K |
| High-net-worth individuals | 253 | $507M | 60.2% | $2M |
| Charitable organizations | Fewer than 5 | $1.17M | 0.1% | $585K |
| Corporations and other businesses | 16 | $11.8M | 1.4% | $737K |
| Total | 1,171 | $842M | 100% | — |
- Clients
- 900
- Regulatory AUM
- $322M
- AUM share
- 38.3%
- Avg. per client
- $358K
- Clients
- 253
- Regulatory AUM
- $507M
- AUM share
- 60.2%
- Avg. per client
- $2M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.17M
- AUM share
- 0.1%
- Avg. per client
- $585K
- Clients
- 16
- Regulatory AUM
- $11.8M
- AUM share
- 1.4%
- Avg. per client
- $737K
Total
- Clients
- 1,171
- Regulatory AUM
- $842M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Stone House Investment Management charges 0.40%–1.65% a year for its Asset Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $996 annual minimum. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.65% |
| $250K–$500K | 1.48% |
| $500K–$1M | 0.97% |
| $1M–$1.5M | 0.80% |
| $1.5M and above | 0.40% |
Fee details and sources
Other fees
- Financial Planning Services
- Fixed fee generally from $250 to $1,000, or hourly at $400 payable in arrears; negotiable.
- Sentinel Portfolios
- Annual fee of 0.20% of assets under management, with a maximum fee of $250.
Raymond Stone owns 25% to 50% of Stone House Investment Management. It has 18 employees, 17 of them in advisory roles.
Leadership
- Candice LightfootChief
Kirk LungerPartner
Raymond StoneManaging Member
Robert BrownManaging Member
John BurkeManaging Member
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
Staff
- 18 employees
- 17 in advisory functions
- 17 state-registered reps
- 6 insurance agents
- 6 soliciting firms
- Owns 25% to 50% of Stone House Investment Management, LLC
Raymond Stone
Control person · since April 2007
- Owns 25% to 50% of Stone House Investment Management, LLC
Robert Brown
Control person · since April 2007
- Owns 10% to 25% of Stone House Investment Management, LLC
John Burke
Control person · since January 2015
Stone House Investment Management’s regulatory assets grew 2.5× from $331M (July 2021) to $842M (July 2026); clients rose from 502 to 1,171 and employees from 15 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $842M | 1,171 | 18 | 6 |
| July 2025 | $670M | 1,015 | 16 | 7 |
| July 2024 | $545M | 841 | 17 | 6 |
| July 2023 | $402M | 695 | 13 | 3 |
| March 2022 | $408M | 628 | 11 | 2 |
| July 2021 | $331M | 502 | 15 | 2 |
Besides its headquarters, Stone House Investment Management has 5 offices (1 private residence, listed without an address), with 5 listed addresses in Missouri and Pennsylvania.
Pennsylvania · 4 listed addresses
- 80 West Tioga Street, TunkhannockHQ
- 103 W Grove Street, Clarks Summit
- 319 Main Street, Towanda
- 107 S. Elmer Ave, Sayre
Missouri · 1 listed address
- 386 W. Deerwood DR, Jackson
Other business names
Stone House Investment Management has reported 1 other business name to the SEC.
- Stone House Retirement Income Planners
Contact and registration details
- Legal name
- Stone House Investment Management, LLC
- Headquarters
- 80 West Tioga Street, Tunkhannock, PA 18657
- Phone
- 570-836-7020
- SEC file
- 801-106971
- Founded
- 2004
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Stone House Investment Management uses Fidelity ($837M) as custodian for its separately managed accounts. Stone House Investment Management has custody of $86.3M in client assets for 91 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $837M100%
At year end, Stone House Investment Management’s separately managed accounts were mostly in funds (80%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $752M across 1,339 positions; the largest are iShares TR (13.9%), iShares TR (8.0%) and SPDR Series Trust (7.8%).
What the accounts hold
- Stocks11%
- Funds80%
- Cash8%
- Other1%
- Annuity assets1%
Reported 13F holdings
- $752M
- Reported 13F value
- 1,339
- Positions
- 61.4%
- In the 10 largest
- +34.8%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF13.9%
- iShares TR · Core Univrsl Usd8.0%
- SPDR Series Trust · ST Str P500etf7.8%
- iShares TR · S&P 500 Grwt ETF5.5%
- Blackrock ETF Trust · iShares US Equit5.3%
- iShares TR · S&P 500 Val ETF4.8%
- Fidelity Merrimack Str TR · Total BD ETF4.7%
- iShares TR · Core MSCI Total4.1%
- Procter & Gamble CO4.0%
- iShares Inc. · Core MSCI Emkt3.2%
Together, the ten largest are 61.4% of reported value.
How many clients does Stone House Investment Management have?
Stone House Investment Management has 1,171 clients and manages $842 million for them, as of July 2026. They include 900 individual clients, 253 high-net-worth individuals, and 16 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026
What services does Stone House Investment Management offer?
Stone House Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, insurance, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Stone House Investment Management charge?
Stone House Investment Management charges 0.40%–1.65% a year for its Asset Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $996 annual minimum.
Source: STONE HOUSE INVESTMENT MANAGEMENT - FORM ADV2A 03/2026, filed 18 March 2026
Which custodians does Stone House Investment Management use?
Stone House Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $837M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026
How many financial advisors does Stone House Investment Management have?
Stone House Investment Management has 17 investment adviser representatives registered with state securities authorities, out of 18 employees, and 17 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stone House Investment Management invest in?
At the end of its last fiscal year, Stone House Investment Management’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 8% cash and equivalents and 1% other. The 1% other category is described as: Annuity Assets.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stone House Investment Management?
Stone House Investment Management’s direct owners are Raymond Stone, Robert Brown and John Burke, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026
How does Stone House Investment Management get paid?
Stone House Investment Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stone House Investment Management?
Stone House Investment Management’s main office is at 80 West Tioga Street, Tunkhannock, PA 18657. Its phone number is 570-836-7020. Its website is stonehouseinvestmentmanagement.com.