Kathryn Johnston has been an investment adviser representative at Stone House Investment Management since April 2023, and is not listed among the firm’s executive officers or direct owners. Kathryn Johnston holds a Bachelor of Science in Finance from King's College.
Stone House Investment Management, LLC is a Tunkhannock, PA firm with $842M under management, 1,171 clients and 17 advisers across 6 offices, as of its July 2026 filing.
Katie Johnston is Lead Advisor of Stone House Investment Management. She joined the firm in 2023, having started her financial advising career in 2020 and worked for a local bank helping clients plan and manage their finances. Earlier, she worked in the oil and gas industry and as a Strategic Materials Purchasing Analyst for Global Tungsten & Powders in Towanda, PA.
Kathryn Johnston’s longest registration is the current one, 3 years at Stone House Investment Management since 2023. Before joining Stone House Investment Management in 2023, Kathryn Johnston was registered through LPL Financial LLC and Cetera Investment Advisers LLC.
- – present · 3 yearsTunkhannock, PA · Adviser representative · Firm CRD 139410
- LPL Financial LLC– · under a yearSayre, PA · Adviser representative · Firm CRD 6413
- Cetera Investment Advisers LLC– · 1 yearSayre, PA · Adviser representative · Firm CRD 105644
- Equitable Advisors, LLC– · under a yearVestal, NY · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Kathryn Johnston is registered as an investment adviser representative in Pennsylvania, since April 2023.
- PennsylvaniaSince 25 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 November 2020 |
| Series 7TO | General Securities Representative Examination | 2 November 2020 |
| SIE | Securities Industry Essentials Examination | 28 September 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7305337
- Firm
- Stone House Investment Management · CRD 139410
- Office
- 80 WEST TIOGA STREET, Tunkhannock, PA 18657
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stonehouseinv.com
Where does Kathryn Johnston work?
Kathryn Johnston is an investment adviser representative registered through Stone House Investment Management, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Kathryn Johnston a financial advisor?
Yes. Kathryn Johnston has a current investment-adviser registration in Pennsylvania, through Stone House Investment Management since April 2023.
How many years of experience does Kathryn Johnston have?
Kathryn Johnston has 5 years in the financial industry, since November 2020, across 4 adviser firms.
What exams has Kathryn Johnston passed?
Kathryn Johnston has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2020.
Where did Kathryn Johnston work before Stone House Investment Management?
Before Stone House Investment Management, Kathryn Johnston was registered through Cetera Investment Advisers LLC, March 2021 to March 2023; Equitable Advisors, LLC, December 2020 to March 2021.
Where is Kathryn Johnston based?
Kathryn Johnston’s registered office is in Tunkhannock, PA.
Is Kathryn Johnston registered with FINRA?
No. Kathryn Johnston has no current broker registration.
How can I verify Kathryn Johnston’s record?
Search CRD 7305337 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Johnston’s full registration record.
