Stapp Wealth Management, PLLC provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Stapp Wealth Management, PLLC reports 215 clients. They include 180 individual clients and 35 high-net-worth individuals. Of its assets, 99.5% ($144M across 214 accounts) are managed with discretion; $797K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 31% |
| High-net-worth individuals | 16% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 180 | $44.7M | 30.8% | $249K |
| High-net-worth individuals | 35 | $100M | 69.2% | $2.87M |
| Total | 215 | $145M | 100% | $675K |
- Clients
- 180
- Regulatory AUM
- $44.7M
- AUM share
- 30.8%
- Avg. per client
- $249K
- Clients
- 35
- Regulatory AUM
- $100M
- AUM share
- 69.2%
- Avg. per client
- $2.87M
Total
- Clients
- 215
- Regulatory AUM
- $145M
- AUM share
- 100%
- Avg. per client
- $675K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Stapp Wealth Management, PLLC charges 0.20%–1.00% for its Investment management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is not negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$100K | 1.00% |
| $100K–$500K | 0.75% |
| $500K–$1M | 0.50% |
| $1M and above | 0.20% |
Fee details and sources
Other fees
- Financial planning
- Financial planning is included in the investment management fee, except for US Military referrals, which carry a negotiable hourly fee.
- Tax preparation
- Simple individual tax returns receive a $550 maximum annual credit toward preparation; more complicated returns are billed at a fee estimated at the start of the relationship.
Gregory Stapp owns 75% or more of Stapp Wealth Management, PLLC. It has 3 employees.
Leadership
Thomas StappMember- Gregory StappMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- Owns 75% or more of Stapp Wealth Management, PLLC
Gregory Stapp
Control person · since December 1996
- Owns 10% to 25% of Stapp Wealth Management, PLLC
Thomas Stapp
since December 2022
Stapp Wealth Management, PLLC’s regulatory assets grew from $120M (March 2022) to $145M (June 2026); clients fell from 256 to 215 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $145M | 215 | 3 | 1 |
| April 2025 | $123M | 231 | 3 | 1 |
| March 2024 | $109M | 257 | 3 | 1 |
| March 2023 | $105M | 248 | 3 | 1 |
| March 2022 | $120M | 256 | 3 | 1 |
Besides its headquarters, Stapp Wealth Management, PLLC has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 1800 Cooper Point Road SW, BLDG #10, OlympiaHQ
Other business names
Stapp Wealth Management, PLLC has reported 1 other business name to the SEC.
- Stapp Financial
Contact and registration details
- Legal name
- Stapp Wealth Management, PLLC
- Headquarters
- 1800 Cooper Point Road SW, BLDG #10, Olympia, WA 98502-1179
- Website
- stappfinancial.com
- Phone
- 360-754-8895
- @stapp-financial
- SEC file
- 801-123102
- Structure
- Washington LLC
- Fiscal year end
- December
Stapp Wealth Management, PLLC uses Charles Schwab ($105M) as custodian for its separately managed accounts. Stapp Wealth Management, PLLC does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $105M100%
At year end, Stapp Wealth Management, PLLC’s separately managed accounts were mostly in funds (93%). Its reported 13F holdings for the quarter ended 30 June 2026 total $76.5M across 32 positions; the largest are EA Series Trust (11.9%), Northern Lts FD TR II (10.7%) and Wisdomtree TR (9.9%).
What the accounts hold
- Stocks7%
- Funds93%
Reported 13F holdings
- $76.5M
- Reported 13F value
- 32
- Positions
- 68.6%
- In the 10 largest
- −2.3%
- Value vs. prior quarter
- EA Series Trust · Mili Long SH ETF11.9%
- Northern Lts FD TR II · Weitz Core Plus10.7%
- Wisdomtree TR · Efficient Gld PL9.9%
- Tidal Trust II · Blue CH Asse ETF9.7%
- World Gold TR · SPDR Gld Minis7.6%
- SPDR Series Trust · SP O&g Expl Pro4.7%
- EA Series Trust · Alpha Arch 1-33.7%
- Simplify Exchange Traded Fun · Intmd Term Trsry3.6%
- Tidal Trust II · Retu Sta Bds ETF3.6%
- Tidal Trust II · Return Stckd US3.3%
Together, the ten largest are 68.6% of reported value.
How many clients does Stapp Wealth Management, PLLC have?
Stapp Wealth Management, PLLC has 215 clients and manages $145 million for them, as of June 2026. They include 180 individual clients and 35 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026
What services does Stapp Wealth Management, PLLC offer?
Stapp Wealth Management, PLLC provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stapp Wealth Management, PLLC charge?
Stapp Wealth Management, PLLC charges 0.20%–1.00% for its Investment management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is not negotiable.
Source: ADV PART II, filed 17 March 2026
Which custodians does Stapp Wealth Management, PLLC use?
Stapp Wealth Management, PLLC’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $105M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026
How many financial advisors does Stapp Wealth Management, PLLC have?
Stapp Wealth Management, PLLC has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stapp Wealth Management, PLLC invest in?
At the end of its last fiscal year, Stapp Wealth Management, PLLC’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs) and 7% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stapp Wealth Management, PLLC?
Stapp Wealth Management, PLLC’s direct owners are Gregory Stapp (75% or more) and Thomas Stapp (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 June 2026
How does Stapp Wealth Management, PLLC get paid?
Stapp Wealth Management, PLLC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stapp Wealth Management, PLLC?
Stapp Wealth Management, PLLC’s main office is at 1800 Cooper Point Road SW, BLDG #10, Olympia, WA 98502-1179. Its phone number is 360-754-8895. Its website is stappfinancial.com.