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more complicated returns are billed at a fee estimated at the start of the relationship.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020169","versionId":1020169,"submittedOn":"2026-03-17","documentName":"ADV PART II"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:23:16.686588+00:00","documents":[{"name":"ADV PART II","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020169","versionId":1020169,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":104711061}],"custodyNote":"Stapp Wealth Management, PLLC does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Rebecca Stapp","title":"CCO","crd":"6586854"},{"name":"Thomas Stapp","title":"Member","crd":"7257758"},{"name":"Gregory Stapp","title":"Member","crd":"2198693"}],"ownership":[{"label":"Gregory Stapp","detail":"Member in the 75% or more ownership band and a control person, since December 1996."},{"label":"Thomas Stapp","detail":"Member in the 10% to 25% ownership band, since December 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1800 Cooper Point Road SW, BLDG #10","city":"Olympia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-754-8895","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":93}],"privateFunds":0},"sources":{"adv1FilingDate":"4 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/116553/PDF/116553.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020169","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stapp Wealth Management, PLLC have?","answer":"Stapp Wealth Management, PLLC has 215 clients and manages $145 million for them, as of June 2026. They include 180 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stapp Wealth Management, PLLC offer?","answer":"Stapp Wealth Management, PLLC provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stapp Wealth Management, PLLC charge?","answer":"Stapp Wealth Management, PLLC charges 0.20%–1.00% for its Investment management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is not negotiable.","source":"ADV PART II, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stapp Wealth Management, PLLC use?","answer":"Stapp Wealth Management, PLLC’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $105M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stapp Wealth Management, PLLC have?","answer":"Stapp Wealth Management, PLLC has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stapp Wealth Management, PLLC invest in?","answer":"At the end of its last fiscal year, Stapp Wealth Management, PLLC’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs) and 7% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stapp Wealth Management, PLLC?","answer":"Stapp Wealth Management, PLLC’s direct owners are Gregory Stapp (75% or more) and Thomas Stapp (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stapp Wealth Management, PLLC get paid?","answer":"Stapp Wealth Management, PLLC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stapp Wealth Management, PLLC?","answer":"Stapp Wealth Management, PLLC’s main office is at 1800 Cooper Point Road SW, BLDG #10, Olympia, WA 98502-1179. Its phone number is 360-754-8895. Its website is stappfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/stapp-wealth-management-pllc-116553/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1954085/000195408526000003/0001954085-26-000003-index.html","totalValue":76525937,"positionCount":32,"top10Share":0.6864906077530288,"top10":[{"issuer":"EA SERIES TRUST","titleOfClass":"MILI LONG SH ETF","cusip":"02072Q820","value":9142906,"shares":251732,"shareType":"SH","priorValue":9024473,"priorShares":247585},{"issuer":"NORTHERN LTS FD TR II","titleOfClass":"WEITZ CORE PLUS","cusip":"664925880","value":8214425,"shares":324040,"shareType":"SH","priorValue":8120998,"priorShares":321115},{"issuer":"WISDOMTREE TR","titleOfClass":"EFFICIENT GLD 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}