Staines Financial provides portfolio management for pooled vehicles and selecting other managers. The firm advises 2 private funds.
Staines Financial reports 2 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($169M across 2 accounts) are managed with discretion. It advised 22 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $169M | 100.0% | $84.3M |
| Total | 2 | $169M | 100% | $84.3M |
- Clients
- 2
- Regulatory AUM
- $169M
- AUM share
- 100.0%
- Avg. per client
- $84.3M
Total
- Clients
- 2
- Regulatory AUM
- $169M
- AUM share
- 100%
- Avg. per client
- $84.3M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 22
- Private funds advised
- 2
Staines Financial is paid through a percentage of assets under management and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Michael Staines owns 75% or more of Staines Financial. The leadership team of Staines Financial includes President Mark Massaro and Chief Financial Officer Natasha Day. It has 9 employees, 3 of them in advisory roles.
Staff
- 9 employees
- 3 in advisory functions
- 1 state-registered rep
- 2 insurance agents
- Owns 75% or more of Staines Financial, LLC
Michael Staines
Control person · since April 2017
Staines Financial’s regulatory assets grew from $128M (April 2021) to $169M (June 2026); clients fell from 366 to 2 and employees rose from 4 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $169M | 2 | 9 | 4 |
| Jul 2025July 2025 | $166M | 2 | 14 | 4 |
| Mar 2024March 2024 | $182M | 359 | 4 | 1 |
| Feb 2023February 2023 | $182M | 340 | 4 | 1 |
| Mar 2022March 2022 | $184M | 349 | 4 | 1 |
| Apr 2021April 2021 | $128M | 366 | 4 | 1 |
Besides its headquarters, Staines Financial has 3 offices (3 private residences, listed without an address), with 1 listed address in 1 state.
California · 1 listed address
- 1420 Rocky Ridge Drive, Suite 250, RosevilleHQ
Contact and registration details
- Legal name
- Staines Financial, LLC
- Headquarters
- 1420 Rocky Ridge Drive, Suite 250, Roseville, CA 95661
- Website
- Not reported
- Phone
- 916-663-6723
- SEC file
- 801-114428
- Structure
- California LLC
- Fiscal year end
- December
Staines Financial has custody of $169M for 2 clients.
How many clients does Staines Financial have?
Staines Financial has 2 clients and manages $169 million for them, as of June 2026. They include 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026
What services does Staines Financial offer?
Staines Financial provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Staines Financial have?
Staines Financial has 1 investment adviser representative registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Staines Financial?
Staines Financial’s direct owner is Michael Staines (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 June 2026
How does Staines Financial get paid?
Staines Financial is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Staines Financial?
Staines Financial’s main office is at 1420 Rocky Ridge Drive, Suite 250, Roseville, CA 95661. Its phone number is 916-663-6723.