{"url":"https://nivawealth.com/firms/staines-financial-299405","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299405","regulatoryAum":168684412,"crd":"299405","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5843249","suffix":null,"lastName":"Belasco","firstName":"Stephen","middleName":"Alexander Kim Sin"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-19","regulatoryAum":128000000,"clients":366,"employees":4,"offices":1},{"filedOn":"2022-03-14","regulatoryAum":184410000,"clients":349,"employees":4,"offices":1},{"filedOn":"2023-02-23","regulatoryAum":181587733,"clients":340,"employees":4,"offices":1},{"filedOn":"2024-03-16","regulatoryAum":181880836,"clients":359,"employees":4,"offices":1},{"filedOn":"2025-07-31","regulatoryAum":166163114,"clients":2,"employees":14,"offices":4},{"filedOn":"2026-06-02","regulatoryAum":168684412,"clients":2,"employees":9,"offices":4}],"secFileNumber":"801-114428","legalName":"Staines Financial, LLC","displayName":"Staines Financial","slug":"staines-financial-299405","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1420 Rocky Ridge Drive, Suite 250","city":"Roseville","state":"CA","stateName":"California","country":"United States","postalCode":"95661"},"tradeNames":[],"registration":{"secApproved":"11 December 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":9,"advisory":3,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":168684412,"discretionary":168684412,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":22},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":168684412}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Staines Financial has custody of $169M for 2 clients.","otherCustodians":[],"leadership":[{"name":"Mark Massaro","title":"President and Chief Compliance Officer","crd":"6856982"},{"name":"Natasha Day","title":"Chief Financial Officer","crd":"8064479"},{"name":"Michael Staines","title":"Managing Member","crd":"5303142"}],"ownership":[{"label":"Michael Staines","detail":"Managing member in the 75% or more ownership band and a control person, since April 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1420 Rocky Ridge Drive, Suite 250","city":"Roseville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-663-6723","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"2 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299405/PDF/299405.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Staines Financial have?","answer":"Staines Financial has 2 clients and manages $169 million for them, as of June 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Staines Financial offer?","answer":"Staines Financial provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Staines Financial have?","answer":"Staines Financial has 1 investment adviser representative registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Staines Financial?","answer":"Staines Financial’s direct owner is Michael Staines (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Staines Financial get paid?","answer":"Staines Financial is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Staines Financial?","answer":"Staines Financial’s main office is at 1420 Rocky Ridge Drive, Suite 250, Roseville, CA 95661. Its phone number is 916-663-6723.","source":"Form ADV Part 1A, Item 1.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}