Spring Lake Equity GP provides portfolio management for pooled vehicles. The firm advises 4 private funds.
Spring Lake Equity GP reports 4 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($179M across 4 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 4 | $179M | 100.0% | $44.8M |
| Total | 4 | $179M | 100% | $44.8M |
- Clients
- 4
- Regulatory AUM
- $179M
- AUM share
- 100.0%
- Avg. per client
- $44.8M
Total
- Clients
- 4
- Regulatory AUM
- $179M
- AUM share
- 100%
- Avg. per client
- $44.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Spring Lake Equity GP is paid through performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Carmen Scarpa owns 25% to 50% of Spring Lake Equity GP. The leadership team of Spring Lake Equity GP includes Chief Compliance Officer Carmen Scarpa. It has 3 employees, 2 of them in advisory roles.
Leadership
- Carmen ScarpaChief Compliance Officer and Member
- Robert ForlenzaMember
- Daniel MackeiganMember
- Jeffrey WilliamsMember
Staff
- 3 employees
- 2 in advisory functions
- Owns 75% or more of Spring Lake Equity GP LLC
Tudor Group Holdings LLC
Control person · since December 1995
- Owns 75% or more of Tudor Group Holdings LLC
Paul Jones
Control person · since January 2015
- Owns 25% to 50% of Spring Lake Equity GP LLC
Carmen Scarpa
Control person · since September 2025
- Owns 25% to 50% of Spring Lake Equity GP LLC
Robert Forlenza
Control person · since July 2013
- Owns 10% to 25% of Spring Lake Equity GP LLC
Daniel Mackeigan
since July 2013
- Owns 10% to 25% of Spring Lake Equity GP LLC
Jeffrey Williams
since July 2013
- Owns 10% to 25% of Spring Lake Equity GP LLC
Westriver Management, LLC
since July 2013
- Owns 75% or more of Westriver Management, LLC
Erik Anderson
Control person · since January 2002
Spring Lake Equity GP’s regulatory assets fell from $423M (April 2021) to $179M (August 2026); clients fell from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $179M | 4 | 3 | 1 |
| May 2025 | $295M | 4 | 3 | 1 |
| April 2024 | $302M | 6 | 6 | 1 |
| May 2023 | $408M | 7 | 7 | 1 |
| May 2022 | $450M | 5 | 0 | 1 |
| April 2021 | $423M | 5 | 0 | 1 |
Besides its headquarters, Spring Lake Equity GP has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 1500 District Ave, Office 2010, BurlingtonHQ
Other business names
Spring Lake Equity GP has reported 3 other business names to the SEC.
- Spring Lake Equity II GP LLC (Relying Adviser)
- Spring Lake Equity III GP LLC (Relying Adviser)
- Spring Lake/WK Co-Investment GP LLC (Relying Advisor)
Contact and registration details
- Legal name
- Spring Lake Equity GP LLC
- Headquarters
- 1500 District Ave, Office 2010, Burlington, MA 01083
- Website
- springlep.com
- Phone
- 617-391-6341
- @spring-lake-equity-partners
- SEC file
- 801-78062
- Structure
- Delaware LLC
- Fiscal year end
- December
Spring Lake Equity GP has custody of $179M in client assets for 4 clients.
How many clients does Spring Lake Equity GP have?
Spring Lake Equity GP has 4 clients and manages $179 million for them, as of August 2026. They include 4 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026
What services does Spring Lake Equity GP offer?
Spring Lake Equity GP provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Spring Lake Equity GP have?
Spring Lake Equity GP has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Spring Lake Equity GP?
Spring Lake Equity GP is owned through holding companies by Paul Jones and Erik Anderson. Its direct owners are Carmen Scarpa (25% to 50%), Robert Forlenza (25% to 50%), Daniel Mackeigan (10% to 25%), Jeffrey Williams (10% to 25%), Westriver Management, LLC (10% to 25%) and Tudor Group Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 August 2026
How does Spring Lake Equity GP get paid?
Spring Lake Equity GP is paid through performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Spring Lake Equity GP registered with the SEC?
Yes, Spring Lake Equity GP has been registered with the SEC as an investment adviser since 13 May 2013. Its CRD number is 167613 and its SEC file number is 801-78062.
Source: Form ADV Part 1A, Item 1, filed 20 August 2026; IAPD firm record
How do I contact Spring Lake Equity GP?
Spring Lake Equity GP’s main office is at 1500 District Ave, Office 2010, Burlington, MA 01083. Its phone number is 617-391-6341. Its website is springlep.com.