{"url":"https://nivawealth.com/firms/spring-lake-equity-gp-167613","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167613","regulatoryAum":179161798,"crd":"167613","history":[{"filedOn":"2021-04-09","regulatoryAum":422872359,"clients":5,"employees":0,"offices":1},{"filedOn":"2022-05-02","regulatoryAum":449923284,"clients":5,"employees":0,"offices":1},{"filedOn":"2023-05-01","regulatoryAum":408007892,"clients":7,"employees":7,"offices":1},{"filedOn":"2024-04-29","regulatoryAum":301835160,"clients":6,"employees":6,"offices":1},{"filedOn":"2025-05-09","regulatoryAum":295019502,"clients":4,"employees":3,"offices":1},{"filedOn":"2026-08-20","regulatoryAum":179161798,"clients":4,"employees":3,"offices":1}],"secFileNumber":"801-78062","legalName":"Spring Lake Equity GP LLC","displayName":"Spring Lake Equity GP","slug":"spring-lake-equity-gp-167613","website":"https://springlep.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/spring-lake-equity-partners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1500 District Ave, Office 2010","city":"Burlington","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01083"},"tradeNames":["Spring Lake Equity II GP LLC (Relying Adviser)","Spring Lake Equity III GP LLC (Relying Adviser)","Spring Lake/WK Co-Investment GP LLC (Relying Advisor)"],"registration":{"secApproved":"13 May 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":179161798,"discretionary":179161798,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":179161798}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Spring Lake Equity GP has custody of $179M in client assets for 4 clients.","leadership":[{"name":"Carmen Scarpa","title":"Chief Compliance Officer and Member","crd":"1551693"},{"name":"Robert Forlenza","title":"Member","crd":"6027309"},{"name":"Daniel Mackeigan","title":"Member","crd":"2668127"},{"name":"Jeffrey Williams","title":"Member","crd":"2428130"}],"ownership":[{"label":"Carmen Scarpa","detail":"Chief compliance officer and member in the 25% to 50% ownership band and a control person, since September 2025."},{"label":"Robert Forlenza","detail":"Member in the 25% to 50% ownership band and a control person, since July 2013."},{"label":"Daniel Mackeigan","detail":"Member in the 10% to 25% ownership band, since July 2013."},{"label":"Jeffrey Williams","detail":"Member in the 10% to 25% ownership band, since July 2013."},{"label":"Westriver Management, LLC","detail":"Member in the 10% to 25% ownership band, since July 2013."},{"label":"Tudor Group Holdings LLC","detail":"Indirect owner: a member of Tudor Global Trading LLC in the 75% or more band and a control person, since December 1995.","parent":"Tudor Global Trading LLC"},{"label":"Paul Jones","detail":"Indirect owner: a co-chairman and chief investment officer of Tudor Group Holdings LLC in the 75% or more band and a control person, since January 2015.","parent":"Tudor Group Holdings LLC"},{"label":"Erik Anderson","detail":"Indirect owner: a managing member of Westriver Management, LLC in the 75% or more band and a control person, since January 2002.","parent":"Westriver Management, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"1500 District Ave, Office 2010","city":"Burlington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-391-6341","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"20 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167613/PDF/167613.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Spring Lake Equity GP have?","answer":"Spring Lake Equity GP has 4 clients and manages $179 million for them, as of August 2026. They include 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Spring Lake Equity GP offer?","answer":"Spring Lake Equity GP provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Spring Lake Equity GP have?","answer":"Spring Lake Equity GP has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Spring Lake Equity GP?","answer":"Spring Lake Equity GP is owned through holding companies by Paul Jones and Erik Anderson. Its direct owners are Carmen Scarpa (25% to 50%), Robert Forlenza (25% to 50%), Daniel Mackeigan (10% to 25%), Jeffrey Williams (10% to 25%), Westriver Management, LLC (10% to 25%) and Tudor Group Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Spring Lake Equity GP get paid?","answer":"Spring Lake Equity GP is paid through performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Spring Lake Equity GP registered with the SEC?","answer":"Yes, Spring Lake Equity GP has been registered with the SEC as an investment adviser since 13 May 2013. Its CRD number is 167613 and its SEC file number is 801-78062.","source":"Form ADV Part 1A, Item 1, filed 20 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Spring Lake Equity GP?","answer":"Spring Lake Equity GP’s main office is at 1500 District Ave, Office 2010, Burlington, MA 01083. Its phone number is 617-391-6341. Its website is springlep.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}