Spectrum Strategic Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, and retirement plan services. Financial planning was provided to 11–25 clients last fiscal year.
Spectrum Strategic Capital Management reports 313 clients. They include 194 individual clients, 86 high-net-worth individuals and 20 other clients. Of its assets, 96.6% ($266M across 736 accounts) are managed with discretion; $9.23M across 18 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 22% |
| High-net-worth individuals | 27% | 68% |
| Pension and profit-sharing plans | 4% | 4% |
| Corporations and other businesses | <1% | <1% |
| Other | 6% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 194 | $61.2M | 22.2% | $315K |
| High-net-worth individuals | 86 | $188M | 68.1% | $2.18M |
| Pension and profit-sharing plans | 12 | $11.9M | 4.3% | $996K |
| Corporations and other businesses | 1 | $568K | 0.2% | $568K |
| Other | 20 | $14.1M | 5.1% | $707K |
| Total | 313 | $275M | 100% | $880K |
- Clients
- 194
- Regulatory AUM
- $61.2M
- AUM share
- 22.2%
- Avg. per client
- $315K
- Clients
- 86
- Regulatory AUM
- $188M
- AUM share
- 68.1%
- Avg. per client
- $2.18M
- Clients
- 12
- Regulatory AUM
- $11.9M
- AUM share
- 4.3%
- Avg. per client
- $996K
- Clients
- 1
- Regulatory AUM
- $568K
- AUM share
- 0.2%
- Avg. per client
- $568K
- Clients
- 20
- Regulatory AUM
- $14.1M
- AUM share
- 5.1%
- Avg. per client
- $707K
Total
- Clients
- 313
- Regulatory AUM
- $275M
- AUM share
- 100%
- Avg. per client
- $880K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Spectrum Strategic Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Billed at $100 to $425 per hour by staff or partner, or on a fixed fee basis agreed with the client; negotiable and payable on completion.
Benjamin Meeker owns 75% or more of Spectrum Strategic Capital Management. Benjamin Meeker is CEO; the leadership team includes Chief Investment Officer Greg Bachman and Chief Compliance Officer Benjamin Meeker. It has 6 employees, 4 of them in advisory roles.
Leadership
- Benjamin MeekerMember, Chief Executive Officer
- Greg BachmanChief Operating Officer
- Benjamin MeekerChief Compliance Officer
- Greg BachmanMember, Chief Investment Officer & Director of Financial Planning
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Greg Bachman
- Benjamin Scott Meeker
- Carolyn D Pentland
- Aaron Richard Rivers
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Spectrum Strategic Capital Management, LLC
Benjamin Meeker
Control person · since September 2001
- Owns 25% to 50% of Spectrum Strategic Capital Management, LLC
Greg Bachman
Control person · since January 2016
Spectrum Strategic Capital Management’s regulatory assets grew from $215M (March 2021) to $275M (July 2026); clients rose from 250 to 313 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $275M | 313 | 6 | 2 |
| April 2025 | $249M | 317 | 7 | 2 |
| March 2024 | $210M | 204 | 6 | 2 |
| March 2023 | $184M | 308 | 6 | 2 |
| April 2022 | $232M | 181 | 6 | 2 |
| March 2021 | $215M | 250 | 6 | 2 |
Besides its headquarters, Spectrum Strategic Capital Management has 1 office, with 2 listed addresses in Oregon.
Oregon · 2 listed addresses
- 2055 NW Grant Ave, CorvallisHQ
- 8215 SW Tualatin Sherwood RD, Tualatin
Contact and registration details
- Legal name
- Spectrum Strategic Capital Management, LLC
- Headquarters
- 2055 NW Grant Ave, Corvallis, OR 97330-1905
- Website
- sscapm.com
- Phone
- 541-248-2052
- SEC file
- 801-65858
- Founded
- 2001
- Structure
- Oregon LLC
- Fiscal year end
- December
Spectrum Strategic Capital Management uses Fidelity ($269M) as custodian for its separately managed accounts. Spectrum Strategic Capital Management has custody of $50.4M in client assets for 70 clients.
- FidelityFidelity Investments · Boston, MA · $269M100%
At year end, Spectrum Strategic Capital Management’s separately managed accounts were mostly in funds (62%) and stocks (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $202M across 79 positions; the largest are SPDR S&P 500 ETF (12.4%), iShares Core S&P Total U.S. Stock Market ETF (6.5%) and Invesco Qqq Trust Series I (5.6%).
What the accounts hold
- Stocks24%
- Funds62%
- Registered funds46%
- Pooled vehicles16%
- Bonds6%
- Investment grade corporate bonds3%
- High-yield corporate bonds3%
- Cash4%
- Other4%
- Unit investment trusts and american depository receipts3%
- Derivatives1%
Reported 13F holdings
- $202M
- Reported 13F value
- 79
- Positions
- 51.1%
- In the 10 largest
- +8.6%
- Value vs. prior quarter
- SPDR S&P 500 ETF · TR Unit12.4%
- iShares Core S&P Total U.S. Stock Market ETF · Core S&P Ttl Stk6.5%
- Invesco Qqq Trust Series I · Unit Ser 15.6%
- iShares 1-3 Year Treasury Bond ETF · 1 3 YR Treas BD4.5%
- iShares U.S. Treasury Bond ETF · US Treas BD ETF4.4%
- Vanguard FTSE Developed Markets ETF · Van FTSE Dev Mkt4.2%
- Apple Inc.3.8%
- Nvidia Corporation3.5%
- Microsoft3.2%
- Google Inc. · Cap Stk CL A3.0%
Together, the ten largest are 51.1% of reported value.
How many clients does Spectrum Strategic Capital Management have?
Spectrum Strategic Capital Management has 313 clients and manages $275 million for them, as of July 2026. They include 194 individual clients, 86 high-net-worth individuals and 20 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does Spectrum Strategic Capital Management offer?
Spectrum Strategic Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Spectrum Strategic Capital Management use?
Spectrum Strategic Capital Management’s separately managed account assets are held at Fidelity Investments (Boston, MA), with $269M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does Spectrum Strategic Capital Management have?
Spectrum Strategic Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Spectrum Strategic Capital Management invest in?
At the end of its last fiscal year, Spectrum Strategic Capital Management’s separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 16% pooled vehicles (private funds and similar), 4% cash and equivalents, 3% investment grade corporate bonds, 3% high-yield corporate bonds, 3% other and 1% derivatives. The 3% other category is described as: Unit Investment Trusts and American Depository Receipts.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Spectrum Strategic Capital Management?
Spectrum Strategic Capital Management’s direct owners are Benjamin Meeker (75% or more) and Greg Bachman (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does Spectrum Strategic Capital Management get paid?
Spectrum Strategic Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Spectrum Strategic Capital Management registered with the SEC?
Yes, Spectrum Strategic Capital Management has been registered with the SEC as an investment adviser since 1 February 2006. Its CRD number is 138347 and its SEC file number is 801-65858.
Source: Form ADV Part 1A, Item 1, filed 1 July 2026; IAPD firm record
How do I contact Spectrum Strategic Capital Management?
Spectrum Strategic Capital Management’s main office is at 2055 NW Grant Ave, Corvallis, OR 97330-1905. Its phone number is 541-248-2052. Its website is sscapm.com.