Sparrow Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Sparrow Wealth Management reports 64 clients. They include 52 high-net-worth individuals and 12 individual clients. Of its assets, 100.0% ($135M across 224 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 19% | 5% |
| High-net-worth individuals | 81% | 95% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 12 | $6.31M | 4.7% | $526K |
| High-net-worth individuals | 52 | $129M | 95.3% | $2.48M |
| Total | 64 | $135M | 100% | $2.11M |
- Clients
- 12
- Regulatory AUM
- $6.31M
- AUM share
- 4.7%
- Avg. per client
- $526K
- Clients
- 52
- Regulatory AUM
- $129M
- AUM share
- 95.3%
- Avg. per client
- $2.48M
Total
- Clients
- 64
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- $2.11M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Sparrow Wealth Management charges 0.25%–0.75% a year for its Asset management. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Hourly consulting
- Matters outside the scope of personal financial planning, such as business consulting, are billed at $350 an hour, monthly in arrears.
- Personal financial planning base fee
- Base fee for personal financial planning of $250 to $350 per month, depending on complexity, negotiable and paid quarterly in advance.
Christopher Jones owns 75% or more of Sparrow Wealth Management. The leadership team of Sparrow Wealth Management includes President Christopher Jones. It has 1 employee.
Leadership
- Christopher JonesPresident, Chief Compliance Officer, Shareholder
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Sparrow Wealth Management, Inc.
Christopher Jones
Control person · since January 2010
Sparrow Wealth Management’s regulatory assets grew from $118M (June 2025) to $135M (February 2026); clients were 64 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $135M | 64 | 1 | 2 |
| June 2025 | $118M | 67 | 1 | 2 |
Besides its headquarters, Sparrow Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in Florida.
Florida · 1 listed address
- 6900 Tavistock Lakes BLVD, Suite 400, OrlandoHQ
Contact and registration details
- Legal name
- Sparrow Wealth Management, Inc.
- Headquarters
- 6900 Tavistock Lakes BLVD, Suite 400, Orlando, FL 32827
- Website
- sparrowwealth.com
- Phone
- 877-330-9191
- @sparrow-wealth-management-inc-
- SEC file
- 801-132084
- Structure
- Nevada corporation
- Fiscal year end
- December
Sparrow Wealth Management uses Fidelity ($135M) as custodian for its separately managed accounts. Sparrow Wealth Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $135M100%
At year end, Sparrow Wealth Management’s separately managed accounts were mostly in funds (73%) and stocks (26%).
What the accounts hold
- Stocks26%
- Funds73%
- Cash1%
How many clients does Sparrow Wealth Management have?
Sparrow Wealth Management has 64 clients and manages $135 million for them, as of February 2026. They include 52 high-net-worth individuals and 12 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Sparrow Wealth Management offer?
Sparrow Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sparrow Wealth Management charge?
Sparrow Wealth Management charges 0.25%–0.75% a year for its Asset management. The fee is billed in advance and is negotiable.
Source: SPARROW WEALTH MANAGEMENT FORM ADV PART 2A, filed 20 February 2026
Which custodians does Sparrow Wealth Management use?
Sparrow Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $135M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Sparrow Wealth Management have?
Sparrow Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sparrow Wealth Management invest in?
At the end of its last fiscal year, Sparrow Wealth Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sparrow Wealth Management?
Sparrow Wealth Management’s direct owner is Christopher Jones (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Sparrow Wealth Management get paid?
Sparrow Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sparrow Wealth Management?
Sparrow Wealth Management’s main office is at 6900 Tavistock Lakes BLVD, Suite 400, Orlando, FL 32827. Its phone number is 877-330-9191. Its website is sparrowwealth.com.