{"url":"https://nivawealth.com/firms/sparrow-wealth-management-152670","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152670","regulatoryAum":135197184,"crd":"152670","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4549249","suffix":null,"lastName":"JONES","firstName":"CHRISTOPHER","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-26","regulatoryAum":117865937,"clients":67,"employees":1,"offices":2},{"filedOn":"2026-02-20","regulatoryAum":135197184,"clients":64,"employees":1,"offices":2}],"secFileNumber":"801-132084","legalName":"Sparrow Wealth Management, Inc.","displayName":"Sparrow Wealth 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2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2112456,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":135197184,"discretionary":135197184,"discretionaryAccounts":224,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":12,"regulatoryAum":6313948},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":128883236}],"feePrograms":[{"role":"main","program":"Asset management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010518","versionId":1010518,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-20","documentName":"SPARROW WEALTH MANAGEMENT FORM ADV PART 2A","fee_rate_low":0.25,"fee_rate_high":0.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly consulting","summary":"Matters outside the scope of personal financial planning, such as business consulting, are billed at $350 an hour, monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010518","versionId":1010518,"submittedOn":"2026-02-20","documentName":"SPARROW WEALTH MANAGEMENT FORM ADV PART 2A"},{"role":"other","program":"Personal financial planning base fee","summary":"Base fee for personal financial planning of $250 to $350 per month, depending on complexity, negotiable and paid quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010518","versionId":1010518,"submittedOn":"2026-02-20","documentName":"SPARROW WEALTH MANAGEMENT FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:03:55.633256+00:00","documents":[{"name":"SPARROW WEALTH MANAGEMENT FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010518","versionId":1010518,"submittedOn":"2026-02-20"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":134830801}],"custodyNote":"Sparrow Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Jones","title":"President, Chief Compliance Officer, Shareholder","crd":"4549249"}],"ownership":[{"label":"Christopher Jones","detail":"President, chief compliance officer, shareholder in the 75% or more ownership band and a control person, since January 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"6900 Tavistock Lakes BLVD, Suite 400","city":"Orlando","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"877-330-9191","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Securities issued by registered investment companies or business development companies","percent":73},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"20 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152670/PDF/152670.pdf","brochureDate":"20 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010518","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sparrow Wealth Management have?","answer":"Sparrow Wealth Management has 64 clients and manages $135 million for them, as of February 2026. They include 52 high-net-worth individuals and 12 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sparrow Wealth Management offer?","answer":"Sparrow Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sparrow Wealth Management charge?","answer":"Sparrow Wealth Management charges 0.25%–0.75% a year for its Asset management. The fee is billed in advance and is negotiable.","source":"SPARROW WEALTH MANAGEMENT FORM ADV PART 2A, filed 20 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sparrow Wealth Management use?","answer":"Sparrow Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sparrow Wealth Management have?","answer":"Sparrow Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sparrow Wealth Management invest in?","answer":"At the end of its last fiscal year, Sparrow Wealth Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sparrow Wealth Management?","answer":"Sparrow Wealth Management’s direct owner is Christopher Jones (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sparrow Wealth Management get paid?","answer":"Sparrow Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sparrow Wealth Management?","answer":"Sparrow Wealth Management’s main office is at 6900 Tavistock Lakes BLVD, Suite 400, Orlando, FL 32827. Its phone number is 877-330-9191. Its website is sparrowwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}