SouthOcean Capital Partners provides portfolio management for pooled vehicles. The firm advises 17 private funds.
SouthOcean Capital Partners reports 17 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($575M across 17 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 17 | $575M | 100.0% | $33.8M |
| Total | 17 | $575M | 100% | $33.8M |
- Clients
- 17
- Regulatory AUM
- $575M
- AUM share
- 100.0%
- Avg. per client
- $33.8M
Total
- Clients
- 17
- Regulatory AUM
- $575M
- AUM share
- 100%
- Avg. per client
- $33.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 17
SouthOcean Capital Partners is paid through a percentage of assets under management and other compensation; its fees and minimums are set out in its brochures on the SEC website.
HRC Investments, LLC owns 50% to 75% of SouthOcean Capital Partners and is in turn owned by HRC Capital, LLC (75% or more). The leadership team of SouthOcean Capital Partners includes President Timothy Bannon and Chief Compliance Officer Lisa Giovannelli. It has 8 employees, 4 of them in advisory roles.
Staff
- 8 employees
- 4 in advisory functions
- Owns 50% to 75% of Southocean Capital Partners, LLC
HRC Investments, LLC
Control person · since February 2017
- Owns 75% or more of HRC Investments, LLC
HRC Capital, LLC
Control person · since February 2017
- Owns 25% to 50% of HRC Capital, LLC
Stephen Roth
Control person · since June 2014
- Owns 25% to 50% of HRC Capital, LLC
Gregory S. Horvitz Revocable Trust, U/T/D 5/31/12, As Amended
Control person · since June 2014
Gregory Horvitz
Trustee · Control person · since May 2012
- Owns 25% to 50% of HRC Capital, LLC
Sara M. Corr 2013 Revocable Trust, U/T/D 7/21/13
Control person · since June 2014
Sara Corr
Trustee · Control person · since July 2013
Emily C. Makar Revocable Trust U/T/D 2/7/18, As Restated
Member · Control person · since April 2021
Emily Makar
Trustee · Control person · since February 2018
Hrci Manager LLC
Managing member · Control person · since February 2017
- Owns 50% to 75% of Hrci Manager LLC
Roth Family Investment Revocable Trust; U/T/D 6/26/08
Control person · since June 2014
Linda Roth
Trustee · Control person · since June 2008
- Owns 50% to 75% of Hrci Manager LLC
David W. Horvitz 1991 Trust; U/T/D 3/25/91, As Amended and Restated
Control person · since June 2014
David Horvitz
Trustee · Control person · since March 1991
- Owns 25% to 50% of Southocean Capital Partners, LLC
Timothy Bannon
Control person · since April 2014
- Owns 10% to 25% of Southocean Capital Partners, LLC
S&C Reynolds Holdings, LLC
since April 2025
- Owns 50% to 75% of S&C Reynolds Holdings, LLC
Sean Reynolds
Control person · since January 2022
- Owns 50% to 75% of S&C Reynolds Holdings, LLC
Courtney Reynolds
Control person · since January 2022
SouthOcean Capital Partners’ regulatory assets grew from $465M (May 2021) to $575M (March 2026); clients rose from 12 to 17 and employees from 7 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $575M | 17 | 8 | 1 |
| Mar 2025March 2025 | $642M | 15 | 8 | 1 |
| Mar 2024March 2024 | $631M | 15 | 8 | 1 |
| Mar 2023March 2023 | $568M | 15 | 8 | 1 |
| Jun 2022June 2022 | $552M | 15 | 8 | 1 |
| May 2021May 2021 | $465M | 12 | 7 | 1 |
Besides its headquarters, SouthOcean Capital Partners has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 401 E. Las Olas BLVD., Suite 2220, FT. LauderdaleHQ
Contact and registration details
- Legal name
- Southocean Capital Partners, LLC
- Headquarters
- 401 E. Las Olas BLVD., Suite 2220, FT. Lauderdale, FL 33301
- Website
- southoceancapital.com
- Phone
- 954-331-0109
- @southocean-capital-partners
- SEC file
- 801-80327
- Structure
- Delaware LLC
- Fiscal year end
- December
SouthOcean Capital Partners has custody of $457M for 17 clients.
How many clients does SouthOcean Capital Partners have?
SouthOcean Capital Partners has 17 clients and manages $575 million for them, as of March 2026. They include 17 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does SouthOcean Capital Partners offer?
SouthOcean Capital Partners provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does SouthOcean Capital Partners have?
SouthOcean Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns SouthOcean Capital Partners?
SouthOcean Capital Partners is owned through a chain of holding companies by Stephen Roth and Sean and Courtney Reynolds. Its direct owners are Timothy Bannon (25% to 50%), HRC Investments, LLC (50% to 75%) and S&C Reynolds Holdings, LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does SouthOcean Capital Partners get paid?
SouthOcean Capital Partners is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact SouthOcean Capital Partners?
SouthOcean Capital Partners’ main office is at 401 E. Las Olas BLVD., Suite 2220, FT. Lauderdale, FL 33301. Its phone number is 954-331-0109. Its website is southoceancapital.com.