Firms by city
Registered investment advisers in FT. Lauderdale, FL
3 SEC-registered advisers headquartered in FT. Lauderdale, listed by regulatory assets under management as reported on Form ADV.
Search the full directory by firm name, city, state, CRD number or custodian.
3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Kovack Advisors | FT. Lauderdale, FL | $6.28B |
| Templeton Investment Counsel | FT. Lauderdale, FL | $4.61B |
| SouthOcean Capital Partners | FT. Lauderdale, FL | $575M |
- Headquarters
- FT. Lauderdale, FL
- Regulatory AUM
- $6.28B
- Headquarters
- FT. Lauderdale, FL
- Regulatory AUM
- $4.61B
- Headquarters
- FT. Lauderdale, FL
- Regulatory AUM
- $575M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in FT. Lauderdale on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in Florida.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.