SoundView Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
SoundView Advisors reports 190 clients. They include 112 high-net-worth individuals, 77 individual clients and 1 charitable organization. Of its assets, 100.0% ($387M across 842 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 11% |
| High-net-worth individuals | 59% | 89% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 77 | $41.4M | 10.7% | $538K |
| High-net-worth individuals | 112 | $345M | 89.1% | $3.08M |
| Charitable organizations | 1 | $872K | 0.2% | $872K |
| Total | 190 | $387M | 100% | $2.04M |
- Clients
- 77
- Regulatory AUM
- $41.4M
- AUM share
- 10.7%
- Avg. per client
- $538K
- Clients
- 112
- Regulatory AUM
- $345M
- AUM share
- 89.1%
- Avg. per client
- $3.08M
- Clients
- 1
- Regulatory AUM
- $872K
- AUM share
- 0.2%
- Avg. per client
- $872K
Total
- Clients
- 190
- Regulatory AUM
- $387M
- AUM share
- 100%
- Avg. per client
- $2.04M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
SoundView Advisors charges 0.40%–1.25% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $7,500 annual minimum.
| Asset band | Annual rate |
|---|---|
| $0–$750K | 1.25% |
| $750K–$3M | 0.75% |
| $3M–$10M | 0.50% |
| $10M and above | 0.40% |
Fee details and sources
Kevin Slater owns 25% to 50% of SoundView Advisors. The leadership team of SoundView Advisors includes President Kevin Slater and Chief Operating Officer Nathan Porter. It has 11 employees, 6 of them in advisory roles.
Leadership
- Kevin SlaterPresident
- Nathan PorterChief Operating Officer and Secretary
- Nathan PorterChief Compliance Officer
- Kevin RiggTreasurer & Chief Technology Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Austin Abraham Boyce
- Christen Nichole Harrison
- Ben Leon Jennings
- Kevin M Rigg
- Kevin Lee Slater
- Krista Lynn Wallace
Staff
- 11 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 25% to 50% of Soundview Advisors, Inc.
Kevin Slater
Control person · since January 2007
- Owns 25% to 50% of Soundview Advisors, Inc.
Kevin Rigg
Control person · since October 2009
SoundView Advisors’ regulatory assets grew from $283M (March 2021) to $387M (March 2026); clients rose from 162 to 190 and employees were 11 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $387M | 190 | 11 | 2 |
| March 2025 | $408M | 176 | 11 | 2 |
| March 2024 | $345M | 182 | 11 | 2 |
| March 2023 | $291M | 173 | 12 | 2 |
| March 2022 | $314M | 162 | 12 | 2 |
| March 2021 | $283M | 162 | 11 | 2 |
Besides its headquarters, SoundView Advisors has 1 office, with 2 listed addresses in Washington.
Washington · 2 listed addresses
- 1441 West Bay Drive, Suite 201, OlympiaHQ
- 1000 Second Avenue, Seattle
Contact and registration details
- Legal name
- Soundview Advisors, Inc.
- Headquarters
- 1441 West Bay Drive, Suite 201, Olympia, WA 98502
- Website
- soundviewadvisors.com
- Phone
- 360-867-9890
- @soundview-advisors
- SEC file
- 801-68960
- Founded
- 2007
- Structure
- Washington corporation
- Fiscal year end
- December
SoundView Advisors uses Charles Schwab ($264M, 74%) and Pershing ($94.5M, 26%) as custodians for its separately managed accounts. SoundView Advisors has custody of $18.8M in client assets for 4 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $94.5M26%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $264M74%
At year end, SoundView Advisors’ separately managed accounts were mostly in funds (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $307K across 32 positions; the largest are Vanguard Index Fds (25.8%), Vanguard Tax-managed Fds (16.7%) and Vanguard Malvern Fds (9.7%).
What the accounts hold
- Stocks3%
- Funds94%
- Bonds1%
- Cash2%
Reported 13F holdings
- $307K
- Reported 13F value
- 32
- Positions
- 89.4%
- In the 10 largest
- +9.2%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs25.8%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt16.7%
- Vanguard Malvern Fds · Core BD ETF9.7%
- SPDR Series Trust · ST Shor Corp. ETF9.1%
- SPDR Series Trust · ST Str BL 12 ETF8.0%
- iShares TR · 0-5 YR Tips ETF7.0%
- iShares TR · Core S&P Mcp ETF4.4%
- iShares TR · Core S&P Scp ETF4.3%
- Vanguard Scottsdale Fds · Vng Rus1000idx2.5%
- iShares TR · Core MSCI Eafe2.0%
Together, the ten largest are 89.4% of reported value.
How many clients does SoundView Advisors have?
SoundView Advisors has 190 clients and manages $387 million for them, as of March 2026. They include 112 high-net-worth individuals, 77 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does SoundView Advisors offer?
SoundView Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does SoundView Advisors charge?
SoundView Advisors charges 0.40%–1.25% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $7,500 annual minimum.
Which custodians does SoundView Advisors use?
SoundView Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $264M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $94.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does SoundView Advisors have?
SoundView Advisors has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SoundView Advisors invest in?
At the end of its last fiscal year, SoundView Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns SoundView Advisors?
SoundView Advisors’ direct owners are Kevin Slater and Kevin Rigg, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does SoundView Advisors get paid?
SoundView Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact SoundView Advisors?
SoundView Advisors’ main office is at 1441 West Bay Drive, Suite 201, Olympia, WA 98502. Its phone number is 360-867-9890. Its website is soundviewadvisors.com.