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They include 112 high-net-worth individuals, 77 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SoundView Advisors offer?","answer":"SoundView Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SoundView Advisors charge?","answer":"SoundView Advisors charges 0.40%–1.25% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $7,500 annual minimum.","source":"2026 ADV PART 2, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does SoundView Advisors use?","answer":"SoundView Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $264M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $94.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SoundView Advisors have?","answer":"SoundView Advisors has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SoundView Advisors invest in?","answer":"At the end of its last fiscal year, SoundView Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SoundView Advisors?","answer":"SoundView Advisors’ direct owners are Kevin Slater and Kevin Rigg, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SoundView Advisors get paid?","answer":"SoundView Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SoundView Advisors?","answer":"SoundView Advisors’ main office is at 1441 West Bay Drive, Suite 201, Olympia, WA 98502. Its phone number is 360-867-9890. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}