SlateStone Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, education planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
SlateStone Wealth reports 563 clients. They include 305 high-net-worth individuals, 253 individual clients and 3 charitable organizations. Of its assets, 99.0% ($1.75B across 1,565 accounts) are managed with discretion; $17.8M across 15 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 5% |
| High-net-worth individuals | 54% | 78% |
| Charitable organizations | <1% | 16% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 253 | $96.2M | 5.5% | $380K |
| High-net-worth individuals | 305 | $1.38B | 78.2% | $4.52M |
| Charitable organizations | Fewer than 5 | $288M | 16.3% | $96M |
| Corporations and other businesses | 2 | $577K | 0.0% | $289K |
| Total | 563 | $1.76B | 100% | — |
- Clients
- 253
- Regulatory AUM
- $96.2M
- AUM share
- 5.5%
- Avg. per client
- $380K
- Clients
- 305
- Regulatory AUM
- $1.38B
- AUM share
- 78.2%
- Avg. per client
- $4.52M
- Clients
- Fewer than 5
- Regulatory AUM
- $288M
- AUM share
- 16.3%
- Avg. per client
- $96M
- Clients
- 2
- Regulatory AUM
- $577K
- AUM share
- 0.0%
- Avg. per client
- $289K
Total
- Clients
- 563
- Regulatory AUM
- $1.76B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
SlateStone Wealth charges 0.25%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$5M | 0.85% |
| $5M–$10M | 0.70% |
| $10M–$20M | 0.50% |
| $20M and above | 0.25% |
Fee details and sources
Other fees
- Private client and family office services
- Annual fees typically range from approximately $24,000 to $150,000, asset-based or flat, and are negotiable.
- Standalone financial planning
- Standalone financial planning is typically a flat fee beginning at $5,000, depending on scope and complexity.
Slatestone Holdings, LLC owns 50% to 75% of SlateStone Wealth and is in turn owned by Patrick Tylander (50–75%) and Sharon Daniels (25–50%). The leadership team of SlateStone Wealth includes Chief Investment Officer Daniel Payne, Chief Operating Officer Dennis Harkin and Chief Compliance Officer Michael McCorkle. It has 28 employees, 19 of them in advisory roles.
Leadership
- Dennis HarkinChief Operating Officer
- Michael McCorkleChief Compliance Officer
- Michael CoadyChief Strategy & Growth Officer, Partner
- Sharon DanielsFounder, Co-CEO
- Daniel PayneChief Investment Officer
- Patrick TylanderFounder, Co-CEO
Investment adviser representatives
17 representatives listed in the SEC register as of 9 October 2026.
- Michael Joseph Coady
- Charles John Daniels JR
- Sharon Anne Daniels
- Ryan Daniel Erickson
- Erin Katherine Gibbs-Mathey
- Dennis Patrick Harkin
- Jason Wayne Joanis
- Robert Levin
- Jacob Anthony Metro
- Russell William O'Brien
- Daniel Doyce Payne
- Kimberly Lynne Pierce
- Kenneth Polcari
- Jennifer Laurel Ridley Hanson
- Joshua Brett Rudolph
- Troy Canner Sorel
- Lisa Lynn Tomczak
Staff
- 28 employees
- 19 in advisory functions
- 19 state-registered reps
- 1 insurance agent
- 4 soliciting firms
- Owns 50% to 75% of Slatestone Wealth LLC
Slatestone Holdings, LLC
Control person · since December 2021
- Owns 50% to 75% of Slatestone Holdings, LLC
Patrick Tylander
Control person · since December 2021
- Owns 25% to 50% of Slatestone Holdings, LLC
Sharon Daniels
Control person · since December 2021
Milagros (NMN) Kleiner
Managing member · since September 2024
- Owns 25% to 50% of Slatestone Wealth LLC
Temperance Wealth Partners LP
Control person · since September 2024
- Owns 75% or more of Temperance Wealth Partners LP
Temperance Partners Inc
Control person · since October 2015
- Owns 75% or more of Temperance Partners Inc
Temperance Partners (Canada) Limited Partnership II
Control person · since October 2015
- Owns 75% or more of Temperance Partners (Canada) Limited Partnership II
JDS TPLP Trust
Control person · since October 2014
- Owns 25% to 50% of JDS TPLP Trust
Julia Sorbara
Control person · since March 2011
- Owns 25% to 50% of JDS TPLP Trust
Thomas Sorbara
Control person · since March 2011
Temperance Partners GP I Limited
General partner · Control person · since June 2015
- Owns 25% to 50% of Temperance Partners Inc
Paul Sorbara
Control person · since October 2015
Jason Seltzer
Vice president · Control person · since October 2019
Temperance Wealth Partners Inc
Gp · Control person · since October 2015
- Owns 50% to 75% of Temperance Wealth Partners Inc
Kevin Tice
Control person · since October 2015
- Owns 5% to 10% of Slatestone Wealth LLC
Daniel Payne
since August 2023
SlateStone Wealth’s regulatory assets grew 2.1× from $845M (April 2021) to $1.76B (June 2026); clients rose from 395 to 563 and employees from 20 to 28. Between 2018 and 2019, 2 advisory firms and teams joined it. The most recent was Emerald Asset Advisors, in 2019.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $1.76B | 563 | 28 | 3 |
| June 2025 | $1.65B | 536 | 29 | 4 |
| June 2024 | $1.37B | 503 | 29 | 5 |
| August 2023 | $952M | 424 | 23 | 5 |
| March 2022 | $1.01B | 408 | 23 | 4 |
| April 2021 | $845M | 395 | 20 | 4 |
Firms that joined
20191 joined
- Emerald Asset AdvisorsTeamNo filed AUM
20181 joined
- Daniel Devine & CompanyNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, SlateStone Wealth has 2 offices, with 3 listed addresses in Florida and Wisconsin.
Florida · 2 listed addresses
- 661 University BLVD, Suite 100, JupiterHQ
- The 595 Executive Suites, Davie
Wisconsin · 1 listed address
- 525 Junction RD, Madison
Contact and registration details
- Legal name
- Slatestone Wealth LLC
- Headquarters
- 661 University BLVD, Suite 100, Jupiter, FL 33458
- Website
- slatestonewealth.com
- Phone
- 561-244-2504
- @slatestone
- SEC file
- 801-110003
- Founded
- 2017
- Structure
- Florida LLC
- Fiscal year end
- December
SlateStone Wealth uses Charles Schwab ($1.43B, 87%) and Fidelity ($207M, 13%) as custodians for its separately managed accounts. SlateStone Wealth has custody of $445M in client assets for 240 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.43B87%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $207M13%
At year end, SlateStone Wealth’s separately managed accounts were mostly in stocks (71%) and bonds (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.31M across 296 positions; the largest are Apple Inc.. (4.5%), Nvidia Corp. (4.0%) and iShares USA Quality Fctr (3.5%).
What the accounts hold
- Stocks71%
- Funds6%
- Bonds10%
- U.S. government and agency bonds8%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash8%
- Other5%
- Direct private investments, real estate5%
Reported 13F holdings
- $1.31M
- Reported 13F value
- 296
- Positions
- 28.6%
- In the 10 largest
- +7.7%
- Value vs. prior quarter
- Apple Inc..4.5%
- Nvidia Corp.4.0%
- iShares USA Quality FctrETF3.5%
- Microsoft Corp.2.8%
- Alphabet Inc. Cap Stock CL A2.7%
- Vanguard Index Funds Extend MKETF2.7%
- Caterpillar Inc.2.6%
- Amazon.com Inc.2.1%
- JPMORGAN Chase & Co1.9%
- Amphenol Corp. CL A1.9%
Together, the ten largest are 28.6% of reported value.
How many clients does SlateStone Wealth have?
SlateStone Wealth has 563 clients and manages $1.76 billion for them, as of June 2026. They include 305 high-net-worth individuals, 253 individual clients and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026
What services does SlateStone Wealth offer?
SlateStone Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, education planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does SlateStone Wealth charge?
SlateStone Wealth charges 0.25%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.
Which custodians does SlateStone Wealth use?
SlateStone Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.43B and Fidelity Brokerage Services LLC (Smithfield, RI), with $207M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026
How many financial advisors does SlateStone Wealth have?
SlateStone Wealth has 19 investment adviser representatives registered with state securities authorities, out of 28 employees, and 19 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SlateStone Wealth invest in?
At the end of its last fiscal year, SlateStone Wealth’s separately managed accounts held 71% exchange-traded equities, 8% U.S. government and agency bonds, 8% cash and equivalents, 6% registered funds (mutual funds, ETFs, BDCs), 5% other, 1% state and local bonds and 1% investment grade corporate bonds. The 5% other category is described as: Direct Private Investments, Real Estate.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns SlateStone Wealth?
SlateStone Wealth is owned through a chain of holding companies by Sharon Daniels, Patrick Tylander, Kevin Tice, Paul Sorbara, and Julia and Thomas Sorbara. Its direct owners are Slatestone Holdings, LLC (50% to 75%), Daniel Payne (5% to 10%) and Temperance Wealth Partners LP (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 June 2026
How does SlateStone Wealth get paid?
SlateStone Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is SlateStone Wealth registered with the SEC?
Yes, SlateStone Wealth has been registered with the SEC as an investment adviser since 24 February 2017. Its CRD number is 286669 and its SEC file number is 801-110003.
Source: Form ADV Part 1A, Item 1, filed 3 June 2026; IAPD firm record
How do I contact SlateStone Wealth?
SlateStone Wealth’s main office is at 661 University BLVD, Suite 100, Jupiter, FL 33458. Its phone number is 561-244-2504. Its website is slatestonewealth.com.