Slagle Financial provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
Slagle Financial reports 1,510 clients. They include 1,461 individual clients and 49 high-net-worth individuals. Of its assets, 100.0% ($412M across 3,253 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 74% |
| High-net-worth individuals | 3% | 25% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,461 | $306M | 74.4% | $210K |
| High-net-worth individuals | 49 | $101M | 24.6% | $2.07M |
| Pension and profit-sharing plans | Fewer than 5 | $84 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $3.97M | 1.0% | — |
| Total | 1,510 | $412M | 100% | — |
- Clients
- 1,461
- Regulatory AUM
- $306M
- AUM share
- 74.4%
- Avg. per client
- $210K
- Clients
- 49
- Regulatory AUM
- $101M
- AUM share
- 24.6%
- Avg. per client
- $2.07M
- Clients
- Fewer than 5
- Regulatory AUM
- $84
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $3.97M
- AUM share
- 1.0%
- Avg. per client
- —
Total
- Clients
- 1,510
- Regulatory AUM
- $412M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Slagle Financial charges 0.85%–1.75% a year for its Investment Supervisory Services. The fee is billed in arrears, is negotiable and requires an account of at least $50,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning, fixed fee
- The fixed fee for creating a financial plan generally is $2,000, negotiable, and charged in arrears upon completion.
- Financial planning, hourly
- The hourly rate for financial planning services is $200, negotiable, and charged in arrears upon completion.
Chad Slagle owns 75% or more of Slagle Financial. The leadership team of Slagle Financial includes President Chad Slagle and Chief Compliance Officer Chad Tobin. It has 21 employees, 7 of them in advisory roles.
Leadership
Chad SlaglePresident- Chad TobinChief Compliance Officer
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
Staff
- 21 employees
- 7 in advisory functions
- 7 state-registered reps
- 11 insurance agents
- Owns 75% or more of Slagle Financial, LLC.
Chad Slagle
Control person · since April 2009
Slagle Financial’s regulatory assets grew 2.7× from $153M (April 2021) to $412M (August 2026); clients rose from 890 to 1,510 and employees from 12 to 21.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $412M | 1,510 | 21 | 10 |
| Mar 2025March 2025 | $315M | 1,395 | 21 | 10 |
| Apr 2024April 2024 | $268M | 1,313 | 23 | 9 |
| Jul 2023July 2023 | $241M | 1,457 | 21 | 9 |
| Mar 2022March 2022 | $186M | 936 | 12 | 9 |
| Apr 2021April 2021 | $153M | 890 | 12 | 7 |
Besides its headquarters, Slagle Financial has 9 offices, with 10 listed addresses across 3 states.
Florida · 5 listed addresses
- 5237 Summerlin Commons BLVD., Fort Myers
- 100 Richard Jackson BLVD., Panama City Beach
- 495 Grand Boulevard, Miramar Beach
- 501 Mary Esther Cutoff NW, Fort Walton Beach
- 3301 Bonita Beach Road, Bonita Springs
Illinois · 4 listed addresses
- 419 St. Louis Street, EdwardsvilleHQ
- 2925 S. Meadowbrook Road, Springfield
- 2206 Eastland Drive, Bloomington
- 112 N. East St, Jacksonville
Missouri · 1 listed address
- 3636 South Geyer Road, St. Louis
Contact and registration details
- Legal name
- Slagle Financial, LLC.
- Headquarters
- 419 St. Louis Street, Edwardsville, IL 62025
- Website
- slaglefinancial.com
- Phone
- 618-692-1657
- @slagle-financial
- SEC file
- 801-113986
- Structure
- Illinois LLC
- Fiscal year end
- December
Slagle Financial’s named custodians for separately managed accounts are Fidelity ($347M, 84%) and Charles Schwab ($65M, 16%). Slagle Financial has custody of $31.2M for 163 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $347M84%
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $65M16%
At year end, Slagle Financial’s separately managed accounts were mostly in stocks (61%) and funds (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $334M across 127 positions; the largest are Nvidia Corporation (5.6%), Apple Inc. (5.1%) and SPDR Series Trust (4.3%).
What the accounts hold
- Stocks61%
- Funds33%
- Registered funds29%
- Pooled vehicles4%
- Cash6%
Reported 13F holdings
- $334M
- Reported 13F value
- 127
- Positions
- 30.4%
- In the 10 largest
- +10.3%
- Value vs. prior quarter
- Nvidia Corporation5.6%
- Apple Inc.5.1%
- SPDR Series Trust · ST Str P500etf4.3%
- Microsoft Corp.3.0%
- Coca Cola CO2.4%
- iShares TR · Core S&P Mcp ETF2.0%
- Lowes Cos Inc.2.0%
- Cisco Sys Inc.2.0%
- Broadcom Inc.1.9%
- JPMORGAN Chase & CO1.9%
Together, the ten largest are 30.4% of reported value.
How many clients does Slagle Financial have?
Slagle Financial has 1,510 clients and manages $412 million for them, as of August 2026. They include 1,461 individual clients and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026
What services does Slagle Financial offer?
Slagle Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Slagle Financial charge?
Slagle Financial charges 0.85%–1.75% a year for its Investment Supervisory Services. The fee is billed in arrears, is negotiable and requires an account of at least $50,000.
Source: ADV FORM 2A, filed 25 March 2026
Which custodians does Slagle Financial use?
Slagle Financial’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $347M and Charles Schwab & Co., Inc. (Omaha, NE), with $65M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026
How many financial advisors does Slagle Financial have?
Slagle Financial has 7 investment adviser representatives registered with state securities authorities, out of 21 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Slagle Financial invest in?
At the end of its last fiscal year, Slagle Financial’s separately managed accounts held 61% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 4% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Slagle Financial have a minimum investment?
Yes, Slagle Financial’s minimum account size for its Investment Supervisory Services is $50K.
Source: ADV FORM 2A, filed 25 March 2026
Who owns Slagle Financial?
Slagle Financial’s direct owner is Chad Slagle (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 August 2026
How does Slagle Financial get paid?
Slagle Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Slagle Financial?
Slagle Financial’s main office is at 419 St. Louis Street, Edwardsville, IL 62025. Its phone number is 618-692-1657. Its website is slaglefinancial.com.