Chad Tobin has been Chief Compliance Officer of Slagle Financial since January 2016, is a control person of the firm and directly owns under 5% of it.
Slagle Financial, LLC. is an Edwardsville, IL firm with $412M under management, 1,510 clients and 7 advisers across 10 offices, as of its August 2026 filing.
Chad Tobin’s longest registration is the current one, 17 years at Slagle Financial since 2009. Before joining Slagle Financial in 2009, Chad Tobin was registered through Brookstone Capital Management LLC.
- Slagle Financial, LLC.Current– present · 17 yearsEdwardsville, IL · Adviser representative · Firm CRD 149976
- Brookstone Capital Management LLC– · 2 yearsSt. Louis, MO · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
Chad Tobin is registered as an investment adviser representative in 4 states. The first approvals date from May 2009; the most recent is Florida, in December 2021.
- FloridaSince 17 December 2021
- IllinoisSince 29 May 2009
- MissouriSince 26 March 2010
- TexasSince 14 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 June 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Chad Andrew Tobin
- CRD
- 5396987
- Firm
- Slagle Financial · CRD 149976
- Role
- Chief Compliance Officer
- Office
- 419 ST. LOUIS STREET, Edwardsville, IL 62025
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Chad Tobin work?
Chad Tobin has been Chief Compliance Officer of Slagle Financial, LLC. since January 2016, and is a control person of the firm.
Is Chad Tobin a financial advisor?
Yes. Chad Tobin has a current investment-adviser registration in Florida, Illinois, Missouri and Texas, through Slagle Financial since May 2009.
How many years of experience does Chad Tobin have?
Chad Tobin has 19 years in the financial industry, since July 2007, across 2 adviser firms.
What exams has Chad Tobin passed?
Chad Tobin passed the Series 65 in June 2007.
Where is Chad Tobin based?
Chad Tobin’s registered office is in Edwardsville, IL.
Is Chad Tobin registered with FINRA?
No. Chad Tobin has no current broker registration.
How can I verify Chad Tobin’s record?
Search CRD 5396987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chad Tobin’s full registration record.
