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She DDF1 Manager

Private funds

Coconut Grove, FLCRD 305314Updated

She DDF1 Manager is an investment adviser based in Coconut Grove, FL, registered with the SEC since 2020. It provides investment management. Its clients include pooled investment vehicles. Its regulatory assets under management total $344 million, as filed on 4 May 2026.

7
Clients
Not reported
AUM per individual client
4
Advisory staff
1
Offices

From Form ADV filed 4 May 2026SEC record

Services and clients

She DDF1 Manager provides portfolio management for pooled vehicles. The firm advises 7 private funds.

She DDF1 Manager reports 7 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($344M across 7 accounts) are managed with discretion. Of its clients, 14% are outside the U.S.

Clients and assets by client type
Clients7 clients
Assets$344M
Share of clients and assets by client type
Client typeClientsAssets
Pooled investment vehicles100%100%
Client breakdown and activity details
Pooled investment vehicles
Clients
7
Regulatory AUM
$344M
AUM share
100.0%
Avg. per client
$49.1M

Total

Clients
7
Regulatory AUM
$344M
AUM share
100%
Avg. per client
$49.1M
Clients outside the U.S.
14%
Clients advised without assets under management last fiscal year
0
Private funds advised
7

Fees and minimums

She DDF1 Manager is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

Forsythe Capital Enterprises LLC owns 75% or more of She DDF1 Manager and is in turn owned by Lauro Serrano (75% or more). The leadership team of She DDF1 Manager includes Chief Financial Officer Cyrus Borzooyeh and Chief Compliance Officer Brian McCawley. It has 23 employees, 4 of them in advisory roles.

Leadership

  • Cyrus Borzooyeh
    Chief Financial Officer
  • Brian McCawley
    General Counsel / Chief Compliance Officer
  • Michael Moreno
    Executive Managing Director
  • Lauro Serrano
    Managing Partner
  • Christopher Spuches
    Chief Legal Officer

Staff

  • 23 employees
  • 4 in advisory functions
Who owns the firm
She DDF1 Manager LLC· the adviser
  • Forsythe Capital Enterprises LLC

    Control person · since January 2026

    Owns 75% or more of She DDF1 Manager LLC
    • Lauro Serrano

      Control person · since April 2005

      Owns 75% or more of Forsythe Capital Enterprises LLC

Growth and acquisitions

She DDF1 Manager’s regulatory assets grew 3.6× from $94.6M (May 2021) to $344M (May 2026); clients rose from 3 to 7 and employees from 9 to 23.

By annual filing
Measure
Figures from each annual filing
She DDF1 Manager figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
May 2026$344M7231
March 2025$355M6232
March 2024$245M3211
March 2023$208M3121
March 2022$181M3121
May 2021$94.6M391

Offices and registration details

Besides its headquarters, She DDF1 Manager has 0 offices, with 1 listed address in Florida.

Listed office addresses by state

Florida · 1 listed address

  • 2900 SW 28th Terrace, Suite 203, Coconut GroveHQ

Other business names

She DDF1 Manager has reported 1 other business name to the SEC.

  • Safe Harbor Capital Partners

Contact and registration details

Legal name
She DDF1 Manager LLC
Headquarters
2900 SW 28th Terrace, Suite 203, Coconut Grove, FL 33133
SEC file
801-117908
Structure
Delaware LLC
Fiscal year end
December

Custodians

She DDF1 Manager has custody of $153M in client assets for 7 clients.

Common questions

How many clients does She DDF1 Manager have?

She DDF1 Manager has 7 clients and manages $344 million for them, as of May 2026. They include 7 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026

What services does She DDF1 Manager offer?

She DDF1 Manager provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does She DDF1 Manager have?

She DDF1 Manager has 0 investment adviser representatives registered with state securities authorities, out of 23 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns She DDF1 Manager?

She DDF1 Manager is owned through a holding company by Lauro Serrano. Its direct owner is Forsythe Capital Enterprises LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 4 May 2026

How does She DDF1 Manager get paid?

She DDF1 Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact She DDF1 Manager?

She DDF1 Manager’s main office is at 2900 SW 28th Terrace, Suite 203, Coconut Grove, FL 33133. Its phone number is 786-230-1609. Its website is safeharborcp.com.

Source: Form ADV Part 1A, Item 1.F, filed 4 May 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 4 May 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 305314.
  3. SEC registered adviser data, annual Form ADV amendments filed 4 May 2021 to 4 May 2026. Items 1.F and 5.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

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