{"url":"https://nivawealth.com/firms/she-ddf1-manager-305314","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305314","regulatoryAum":343828365,"crd":"305314","history":[{"filedOn":"2021-05-04","regulatoryAum":94620129,"clients":3,"employees":9,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":181328126,"clients":3,"employees":12,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":208227264,"clients":3,"employees":12,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":245052550,"clients":3,"employees":21,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":355412612,"clients":6,"employees":23,"offices":2},{"filedOn":"2026-05-04","regulatoryAum":343828365,"clients":7,"employees":23,"offices":1}],"secFileNumber":"801-117908","legalName":"She DDF1 Manager LLC","displayName":"She DDF1 Manager","slug":"she-ddf1-manager-305314","website":"https://safeharborcp.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/safe-harbor-cp/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2900 SW 28th Terrace, Suite 203","city":"Coconut Grove","state":"FL","stateName":"Florida","country":"United States","postalCode":"33133"},"tradeNames":["Safe Harbor Capital Partners"],"registration":{"secApproved":"6 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":23,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":343828365,"discretionary":343828365,"discretionaryAccounts":7,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":14,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":343828365}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"She DDF1 Manager has custody of $153M in client assets for 7 clients.","otherCustodians":[],"leadership":[{"name":"Cyrus Borzooyeh","title":"Chief Financial Officer","crd":"5040946"},{"name":"Brian McCawley","title":"General Counsel / Chief Compliance Officer","crd":"6446065"},{"name":"Michael Moreno","title":"Executive Managing Director","crd":"2332582"},{"name":"Lauro Serrano","title":"Managing Partner","crd":"6890801"},{"name":"Christopher Spuches","title":"Chief Legal Officer","crd":"8067694"}],"ownership":[{"label":"Forsythe Capital Enterprises LLC","detail":"Direct owner in the 75% or more ownership band and a control person, since January 2026."},{"label":"Lauro Serrano","detail":"Indirect owner: a owner of Forsythe Capital Enterprises LLC in the 75% or more band and a control person, since April 2005.","parent":"Forsythe Capital Enterprises LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2900 SW 28th Terrace, Suite 203","city":"Coconut Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-230-1609","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":7},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305314/PDF/305314.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does She DDF1 Manager have?","answer":"She DDF1 Manager has 7 clients and manages $344 million for them, as of May 2026. They include 7 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does She DDF1 Manager offer?","answer":"She DDF1 Manager provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does She DDF1 Manager have?","answer":"She DDF1 Manager has 0 investment adviser representatives registered with state securities authorities, out of 23 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns She DDF1 Manager?","answer":"She DDF1 Manager is owned through a holding company by Lauro Serrano. Its direct owner is Forsythe Capital Enterprises LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does She DDF1 Manager get paid?","answer":"She DDF1 Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact She DDF1 Manager?","answer":"She DDF1 Manager’s main office is at 2900 SW 28th Terrace, Suite 203, Coconut Grove, FL 33133. Its phone number is 786-230-1609. Its website is safeharborcp.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}