SG Trading Solutions provides portfolio management for investment companies.
SG Trading Solutions reports 6 investment companies. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($912M across 6 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 6 | $912M | 100.0% | $152M |
| Total | 6 | $912M | 100% | $152M |
- Clients
- 6
- Regulatory AUM
- $912M
- AUM share
- 100.0%
- Avg. per client
- $152M
Total
- Clients
- 6
- Regulatory AUM
- $912M
- AUM share
- 100%
- Avg. per client
- $152M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
SG Trading Solutions is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Harden Capital, LLC owns 75% or more of SG Trading Solutions and is in turn owned by David Harden (50–75%) and Jennifer Harden (50–75%). The leadership team of SG Trading Solutions includes President David Harden and Chief Compliance Officer John Lore. It has 5 employees, 3 of them in advisory roles.
Leadership
- David HardenPresident
- John LoreChief Compliance Officer
Staff
- 5 employees
- 3 in advisory functions
- 2 state-registered reps
- Owns 75% or more of SG Trading Solutions, LLC
Harden Capital, LLC
Control person · since April 2020
- Owns 50% to 75% of Harden Capital, LLC
David Harden
Control person · since October 2010
- Owns 50% to 75% of Harden Capital, LLC
Jennifer Harden
Control person · since October 2010
SG Trading Solutions’ regulatory assets grew 9.1× from $100M (March 2023) to $912M (May 2026); clients rose from 2 to 6 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $912M | 6 | 5 | 1 |
| March 2025 | $535M | 5 | 5 | 1 |
| March 2024 | $208M | 2 | 5 | 1 |
| March 2023 | $100M | 2 | 5 | 1 |
Besides its headquarters, SG Trading Solutions has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 620 S Main Street, BountifulHQ
Contact and registration details
- Legal name
- SG Trading Solutions, LLC
- Headquarters
- 620 S Main Street, Bountiful, UT 84010
- Website
- Not reported
- Phone
- 801-683-2856
- SEC file
- 801-126459
- Structure
- Delaware LLC
- Fiscal year end
- December
SG Trading Solutions does not have custody of client assets.
How many clients does SG Trading Solutions have?
SG Trading Solutions has 6 clients and manages $912 million for them, as of May 2026. They include 6 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026
What services does SG Trading Solutions offer?
SG Trading Solutions provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does SG Trading Solutions have?
SG Trading Solutions has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns SG Trading Solutions?
SG Trading Solutions is owned through a holding company by David and Jennifer Harden. Its direct owner is Harden Capital, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 May 2026
How does SG Trading Solutions get paid?
SG Trading Solutions is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is SG Trading Solutions registered with the SEC?
Yes, SG Trading Solutions has been registered with the SEC as an investment adviser since 30 August 2022. Its CRD number is 322928 and its SEC file number is 801-126459.
Source: Form ADV Part 1A, Item 1, filed 15 May 2026; IAPD firm record
How do I contact SG Trading Solutions?
SG Trading Solutions’ main office is at 620 S Main Street, Bountiful, UT 84010. Its phone number is 801-683-2856.