Servatus Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Servatus Capital reports 32 clients. They include 17 high-net-worth individuals, 12 individual clients and 1 pension or profit-sharing plan. Of its assets, 100.0% ($110M across 100 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 38% | 4% |
| High-net-worth individuals | 53% | 76% |
| Pension and profit-sharing plans | 3% | <1% |
| Other investment advisers | 3% | 19% |
| Corporations and other businesses | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 12 | $4.27M | 3.9% | $356K |
| High-net-worth individuals | 17 | $83.3M | 75.7% | $4.9M |
| Pension and profit-sharing plans | Fewer than 5 | $947K | 0.9% | $947K |
| Other investment advisers | Fewer than 5 | $20.8M | 18.9% | $20.8M |
| Corporations and other businesses | Fewer than 5 | $748K | 0.7% | $748K |
| Total | 32 | $110M | 100% | — |
- Clients
- 12
- Regulatory AUM
- $4.27M
- AUM share
- 3.9%
- Avg. per client
- $356K
- Clients
- 17
- Regulatory AUM
- $83.3M
- AUM share
- 75.7%
- Avg. per client
- $4.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $947K
- AUM share
- 0.9%
- Avg. per client
- $947K
- Clients
- Fewer than 5
- Regulatory AUM
- $20.8M
- AUM share
- 18.9%
- Avg. per client
- $20.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $748K
- AUM share
- 0.7%
- Avg. per client
- $748K
Total
- Clients
- 32
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Servatus Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning engagements are a fixed project-based fee of $3,000 to $15,000, based on the complexity of the client profile and scope of services, due on plan delivery.
- Retirement Plan Services
- Retirement plan services are charged at 0.50% annually, paid quarterly from the plan-level expense account.
Daniel Stephen owns 50% to 75% of Servatus Capital. The leadership team of Servatus Capital includes Chief Compliance Officer Daniel Stephen. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 soliciting firms
- Owns 50% to 75% of Servatus Capital, LLC
Daniel Stephen
Control person · since August 2020
- Owns 10% to 25% of Servatus Capital, LLC
Mitchel Ramos
since October 2021
- Owns 10% to 25% of Servatus Capital, LLC
Daniel Perry
since October 2021
- Owns 5% to 10% of Servatus Capital, LLC
Robert Dunn
Control person · since October 2023
Servatus Capital’s regulatory assets went from $110M (March 2025) to $110M (September 2026); clients rose from 25 to 32 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $110M | 32 | 2 | 2 |
| Mar 2025March 2025 | $110M | 25 | 2 | 2 |
Besides its headquarters, Servatus Capital has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Florida · 1 listed address
- 999 Vanderbilt Beach Road, Suite 707, NaplesHQ
Contact and registration details
- Legal name
- Servatus Capital, LLC
- Headquarters
- 999 Vanderbilt Beach Road, Suite 707, Naples, FL 34108
- Website
- Not reported
- Phone
- 314-750-1167
- SEC file
- 801-132631
- Structure
- Florida LLC
- Fiscal year end
- December
Servatus Capital’s named custodian for separately managed accounts is Charles Schwab ($110M). Servatus Capital does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $110M100%
At year end, Servatus Capital’s separately managed accounts were mostly in funds (54%) and stocks (31%).
What the accounts hold
- Stocks31%
- Exchange-traded equities30%
- Non-exchange-traded equities1%
- Funds54%
- Bonds1%
- Cash14%
How many clients does Servatus Capital have?
Servatus Capital has 32 clients and manages $110 million for them, as of September 2026. They include 17 high-net-worth individuals, 12 individual clients and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 September 2026
What services does Servatus Capital offer?
Servatus Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Servatus Capital use?
Servatus Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 September 2026
How many financial advisors does Servatus Capital have?
Servatus Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Servatus Capital invest in?
At the end of its last fiscal year, Servatus Capital’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 14% cash and equivalents, 1% non-exchange-traded equities and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Servatus Capital?
Servatus Capital’s direct owners are Daniel Stephen (50% to 75%), Mitchel Ramos (10% to 25%), Daniel Perry (10% to 25%) and Robert Dunn (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 22 September 2026
How does Servatus Capital get paid?
Servatus Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Servatus Capital?
Servatus Capital’s main office is at 999 Vanderbilt Beach Road, Suite 707, Naples, FL 34108. Its phone number is 314-750-1167.