Robert Dunn has been Director and Partner of Servatus Capital since October 2023, is a control person of the firm and directly owns between 5% and 10% of it.
Servatus Capital, LLC is a Naples, FL firm with $110M under management, 32 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Robert Dunn’s longest registration was 5 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2015–2021). Before joining Servatus Capital in 2023, Robert Dunn was registered through Pure Strike Capital, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Pure Strike Capital, LLC– · 1 yearSt Louis, MO · Adviser representative · Firm CRD 317786
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 5 yearsClayton, MO · Adviser representative · Firm CRD 7691
- Banc of America Investment Services, Inc.– · 1 yearClayton, MO · Adviser representative · Firm CRD 16361
Investment adviser representative registrations
Robert Dunn is registered as an investment adviser representative in 2 states. The first approvals date from November 2023; the most recent is Florida, in January 2024.
- FloridaSince 31 January 2024
- MissouriSince 10 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 10 January 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 December 2015 |
| Series 7 | General Securities Representative Examination | 3 December 2015 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Duffy Dunn
- CRD
- 5367632
- Firm
- Servatus Capital · CRD 311428
- Role
- Director and Partner
- Office
- St. Louis, MO
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Dunn work?
Robert Dunn has been Director and Partner of Servatus Capital, LLC since October 2023, and is a control person of the firm.
Is Robert Dunn a financial advisor?
Yes. Robert Dunn has a current investment-adviser registration in Florida and Missouri, through Servatus Capital since November 2023.
How many years of experience does Robert Dunn have?
Robert Dunn has 12 years in the financial industry, since August 2014, across 4 adviser firms.
What exams has Robert Dunn passed?
Robert Dunn has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in December 2015. FINRA credited Robert Dunn with the SIE, which began in October 2018.
Where did Robert Dunn work before Servatus Capital?
Before Servatus Capital, Robert Dunn was registered through Pure Strike Capital, LLC, December 2021 to September 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2015 to October 2021; Banc of America Investment Services, Inc., August 2007 to March 2009.
Where is Robert Dunn based?
Robert Dunn’s registered office is in St. Louis, MO.
Is Robert Dunn registered with FINRA?
No. Robert Dunn has no current broker registration.
How can I verify Robert Dunn’s record?
Search CRD 5367632 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Dunn’s full registration record.