Seaborn Financial provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Seaborn Financial reports 76 clients. They include 49 high-net-worth individuals and 27 individual clients. Of its assets, 100.0% ($151M across 507 accounts) are managed with discretion. It advised 42 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 10% |
| High-net-worth individuals | 64% | 90% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 27 | $14.4M | 9.5% | $533K |
| High-net-worth individuals | 49 | $137M | 90.5% | $2.79M |
| Total | 76 | $151M | 100% | $1.99M |
- Clients
- 27
- Regulatory AUM
- $14.4M
- AUM share
- 9.5%
- Avg. per client
- $533K
- Clients
- 49
- Regulatory AUM
- $137M
- AUM share
- 90.5%
- Avg. per client
- $2.79M
Total
- Clients
- 76
- Regulatory AUM
- $151M
- AUM share
- 100%
- Avg. per client
- $1.99M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 42
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Seaborn Financial charges 0.40%–0.60% a year for its Investment Management and Pension Consulting Services. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $150,000. The brochure also prices 6 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 0.60% |
| $1M and above | 0.40% |
Fee details and sources
Other fees
- Financial Planning Hourly
- $275 per hour, billed in 15-minute increments and due monthly in arrears; negotiable in certain cases.
- Initial Comprehensive Financial Plan
- $1,900 for individuals or $2,250 for families, at engagement and again at initial plan delivery; negotiable in certain cases.
- Initial Retirement-Only Plan
- $1,150 for individuals or $1,550 for families, at engagement and again at plan delivery; negotiable in certain cases.
- Office Hours
- $620, due at engagement, for one 90-minute meeting and seven days of e-mail follow-up; negotiable.
- Ongoing Comprehensive Financial Planning
- $270 a month for clients who also engage in investment management.
- Ongoing Retirement-Only Planning
- $195 a month for clients who also engage in investment management.
Porter Gregory owns 75% or more of Seaborn Financial. It has 4 employees, 3 of them in advisory roles.
Leadership
- Porter GregoryPrincipal/CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Seaborn Financial, LLC
Porter Gregory
Control person · since January 2011
Seaborn Financial’s regulatory assets grew from $117M (April 2025) to $151M (September 2026); clients rose from 71 to 76 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $151M | 76 | 4 | 1 |
| April 2025 | $117M | 71 | 3 | 1 |
Besides its headquarters, Seaborn Financial has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Seaborn Financial, LLC
- Headquarters
- Not reported
- Website
- seabornfinancial.co
- Phone
- 512-814-7258
- SEC file
- 801-131434
- Structure
- Texas LLC
- Fiscal year end
- December
Seaborn Financial uses Charles Schwab ($121M) as custodian for its separately managed accounts. Seaborn Financial has custody of $93.1M in client assets for 65 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $121M100%
At year end, Seaborn Financial’s separately managed accounts were mostly in funds (95%).
What the accounts hold
- Stocks5%
- Funds95%
How many clients does Seaborn Financial have?
Seaborn Financial has 76 clients and manages $151 million for them, as of September 2026. They include 49 high-net-worth individuals and 27 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Seaborn Financial offer?
Seaborn Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Seaborn Financial charge?
Seaborn Financial charges 0.40%–0.60% a year for its Investment Management and Pension Consulting Services. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $150,000.
Which custodians does Seaborn Financial use?
Seaborn Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $121M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Seaborn Financial have?
Seaborn Financial has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Seaborn Financial invest in?
At the end of its last fiscal year, Seaborn Financial’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Seaborn Financial have a minimum investment?
Yes, Seaborn Financial’s minimum account size for its Investment Management and Pension Consulting Services is $150K.
Who owns Seaborn Financial?
Seaborn Financial’s direct owner is Porter Gregory (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Seaborn Financial get paid?
Seaborn Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Seaborn Financial?
Its phone number is 512-814-7258. Its website is seabornfinancial.co.