Benjamin Yeung has been an investment adviser representative at Seaborn Financial since January 2025, and is not listed among the firm’s executive officers or direct owners.
Seaborn Financial, LLC is a firm with $151M under management, 76 clients and 3 advisers in one office, as of its September 2026 filing.
Benjamin Yeung is Lead Advisor of Seaborn Financial, LLC. Yeung joined Seaborn in 2024 as a financial planner based in the Washington, DC area. Yeung's professional career has included significant time in software engineering as well as financial planning. Yeung often stepped into roles working with both the technical and business sides of the organization.
Benjamin Yeung’s longest registration was 2 years at Fai Wealth Management (2018–2020). Before joining Seaborn Financial in 2025, Benjamin Yeung was registered through Fai Wealth Management.
- Seaborn Financial, LLCCurrent– present · 1 yearSilver Spring, MD · Adviser representative · Firm CRD 159073
- Fai Wealth Management– · 2 yearsColumbia, MD · Adviser representative · Firm CRD 104610
Professional designations
Listed by Seaborn Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Benjamin Yeung is registered as an investment adviser representative in 2 states. Each was approved in January 2025.
- MarylandSince 28 January 2025
- TexasSince 28 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 2009 |
| Series 7 | General Securities Representative Examination | 25 August 2009 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Zai Min Yeung
- CRD
- 5701197
- Firm
- Seaborn Financial · CRD 159073
- Office
- Silver Spring, MD
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- seabornfinancial.co
Where does Benjamin Yeung work?
Benjamin Yeung is an investment adviser representative registered through Seaborn Financial, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Yeung a financial advisor?
Yes. Benjamin Yeung has a current investment-adviser registration in Maryland and Texas, through Seaborn Financial since January 2025.
How many years of experience does Benjamin Yeung have?
Benjamin Yeung has 4 years in the financial industry, since October 2022, across 2 adviser firms.
What exams has Benjamin Yeung passed?
Benjamin Yeung has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 2009.
Where did Benjamin Yeung work before Seaborn Financial?
Before Seaborn Financial, Benjamin Yeung was registered through Fai Wealth Management, February 2018 to May 2020.
Where is Benjamin Yeung based?
Benjamin Yeung’s registered office is in Silver Spring, MD.
Is Benjamin Yeung registered with FINRA?
No. Benjamin Yeung has no current broker registration.
Is Benjamin Yeung a CFP?
Seaborn Financial lists Benjamin Yeung with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Benjamin Yeung’s record?
Search CRD 5701197 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Yeung’s full registration record.