Saratoga Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting, and selecting other managers.
Saratoga Capital Management reports 1 investment company. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($139M across 1 account) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $139M | 100.0% | $139M |
| Total | 1 | $139M | 100% | $139M |
- Clients
- 1
- Regulatory AUM
- $139M
- AUM share
- 100.0%
- Avg. per client
- $139M
Total
- Clients
- 1
- Regulatory AUM
- $139M
- AUM share
- 100%
- Avg. per client
- $139M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Saratoga Capital Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Bruce Ventimiglia owns 75% or more of Saratoga Capital Management. The leadership team of Saratoga Capital Management includes President Jonathan Ventimiglia. It has 4 employees, 3 of them in advisory roles.
Leadership
- Jonathan VentimigliaPresident, CFO, CCO
- Scott KaneMember
- Bruce VentimigliaManaging Director, Member
- Stephen VentimigliaManager, Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Jonathan William Ventimiglia
Staff
- 4 employees
- 3 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Saratoga Capital Management, LLC
Bruce Ventimiglia
Control person · since July 2002
- Owns 5% to 10% of Saratoga Capital Management, LLC
Stephen Ventimiglia
Control person · since July 2002
- Owns 5% to 10% of Saratoga Capital Management, LLC
Scott Kane
since July 2002
Saratoga Capital Management’s regulatory assets fell from $1.34B (March 2021) to $139M (March 2026); clients were 1 in both filings and employees fell from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $139M | 1 | 4 | 3 |
| March 2025 | $150M | 1 | 4 | 1 |
| March 2024 | $162M | 1 | 4 | 1 |
| March 2023 | $137M | 1 | 4 | 1 |
| March 2022 | $167M | 1 | 6 | 1 |
| March 2021 | $1.34B | 1 | 6 | 1 |
Besides its headquarters, Saratoga Capital Management has 2 offices (2 private residences, listed without an address), with 1 listed address in Arizona.
Arizona · 1 listed address
- 12725 W Indian School Road, Suite E-101, AvondaleHQ
Contact and registration details
- Legal name
- Saratoga Capital Management, LLC
- Headquarters
- 12725 W Indian School Road, Suite E-101, Avondale, AZ 85392
- Phone
- 623-266-4567
- @saratoga-capital-management-llc
- SEC file
- 801-46534
- Structure
- Delaware LLC
- Fiscal year end
- December
Saratoga Capital Management does not have custody of client assets.
How many clients does Saratoga Capital Management have?
Saratoga Capital Management has 1 client and manages $139 million for them, as of March 2026. They include 1 investment company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Saratoga Capital Management offer?
Saratoga Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Saratoga Capital Management have?
Saratoga Capital Management has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Saratoga Capital Management?
Saratoga Capital Management’s direct owners are Bruce Ventimiglia (75% or more), Stephen Ventimiglia (5% to 10%) and Scott Kane (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Saratoga Capital Management get paid?
Saratoga Capital Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Saratoga Capital Management registered with the SEC?
Yes, Saratoga Capital Management has been registered with the SEC as an investment adviser since 23 May 1994. Its CRD number is 112021 and its SEC file number is 801-46534.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Saratoga Capital Management?
Saratoga Capital Management’s main office is at 12725 W Indian School Road, Suite E-101, Avondale, AZ 85392. Its phone number is 623-266-4567. Its website is saratogacapitalmanagement.com.