Saiph Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance. Financial planning was provided to 51–100 clients last fiscal year.
Saiph Capital reports 225 clients. They include 122 high-net-worth individuals and 103 individual clients. Of its assets, 91.0% ($418M across 565 accounts) are managed with discretion; $41.6M across 132 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 10% |
| High-net-worth individuals | 54% | 86% |
| Banking or thrift institutions | Fewer than 5 | 3% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 103 | $45.8M | 10.0% | $445K |
| High-net-worth individuals | 122 | $396M | 86.3% | $3.25M |
| Banking or thrift institutions | Fewer than 5 | $15.9M | 3.5% | — |
| Corporations and other businesses | Fewer than 5 | $1.13M | 0.2% | — |
| Total | 225 | $459M | 100% | — |
- Clients
- 103
- Regulatory AUM
- $45.8M
- AUM share
- 10.0%
- Avg. per client
- $445K
- Clients
- 122
- Regulatory AUM
- $396M
- AUM share
- 86.3%
- Avg. per client
- $3.25M
- Clients
- Fewer than 5
- Regulatory AUM
- $15.9M
- AUM share
- 3.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.13M
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 225
- Regulatory AUM
- $459M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Saiph Capital charges 0.75%–1.25% a year for its Investment Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Project fee of $15,000 to $50,000 a year on a fixed basis, or up to 0.35% a year, depending on the services and assets advised; negotiated per engagement.
Paul Saxton owns 75% or more of Saiph Capital. Paul Saxton is CEO. It has 4 employees, 3 of them in advisory roles.
Leadership
Paul SaxtonChief Executive Officer, Chief Compliance Officer & Sole Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Saiph Capital, LLC
Paul Saxton
Control person · since February 2021
Saiph Capital’s regulatory assets went from $446M (May 2021) to $459M (April 2026); clients rose from 166 to 225 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $459M | 225 | 4 | 1 |
| May 2025 | $361M | 206 | 4 | 1 |
| March 2024 | $640M | 221 | 4 | 1 |
| March 2023 | $532M | 211 | 4 | 1 |
| March 2022 | $538M | 181 | 3 | 1 |
| May 2021 | $446M | 166 | 3 | 1 |
Besides its headquarters, Saiph Capital has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 244 Everett Avenue, WyckoffHQ
Contact and registration details
- Legal name
- Saiph Capital, LLC
- Headquarters
- 244 Everett Avenue, Wyckoff, NJ 07481
- Website
- saiph.com
- Phone
- 201-215-0199
- @saiph-capital
- SEC file
- 801-120196
- Structure
- Delaware LLC
- Fiscal year end
- December
Saiph Capital uses Pershing ($459M) as custodian for its separately managed accounts. Saiph Capital has custody of $258M in client assets for 294 clients.
- PershingPershing LLC · Jersey City, NJ · $459M100%
At year end, Saiph Capital’s separately managed accounts were mostly in funds (71%) and stocks (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $334M across 131 positions; the largest are iShares TR (10.0%), iShares TR (9.2%) and iShares TR (8.0%).
What the accounts hold
- Stocks17%
- Funds71%
- Bonds8%
- U.S. government and agency bonds7%
- State and local bonds1%
- Cash4%
Reported 13F holdings
- $334M
- Reported 13F value
- 131
- Positions
- 57.5%
- In the 10 largest
- +26.4%
- Value vs. prior quarter
- iShares TR · Rus 1000 Grw ETF10.0%
- iShares TR · S&P 500 Grwt ETF9.2%
- iShares TR · Core S&P500 ETF8.0%
- J P Morgan Exchange Traded F · Ultra Shrt ETF6.9%
- State Str SPDR S&P 500 ETF T · TR Unit5.9%
- iShares TR · S&P 500 Val ETF5.5%
- Vanguard Index Fds · S&P 500 ETF Shs4.0%
- SPDR Series Trust · ST Shor Corp. ETF2.9%
- Apple Inc.2.7%
- iShares TR · Core MSCI Eafe2.3%
Together, the ten largest are 57.5% of reported value.
How many clients does Saiph Capital have?
Saiph Capital has 225 clients and manages $459 million for them, as of April 2026. They include 122 high-net-worth individuals and 103 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Saiph Capital offer?
Saiph Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Saiph Capital charge?
Saiph Capital charges 0.75%–1.25% a year for its Investment Management. The fee is billed in advance and is negotiable.
Source: DISCLOSURE BROCHURE FOR SAIPH CAPITAL, LLC, filed 1 April 2026
Which custodians does Saiph Capital use?
Saiph Capital’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $459M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Saiph Capital have?
Saiph Capital has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Saiph Capital invest in?
At the end of its last fiscal year, Saiph Capital’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 7% U.S. government and agency bonds, 4% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Saiph Capital?
Saiph Capital’s direct owner is Paul Saxton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Saiph Capital get paid?
Saiph Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Saiph Capital registered with the SEC?
Yes, Saiph Capital has been registered with the SEC as an investment adviser since 17 January 2021. Its CRD number is 312119 and its SEC file number is 801-120196.
Source: Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record
How do I contact Saiph Capital?
Saiph Capital’s main office is at 244 Everett Avenue, Wyckoff, NJ 07481. Its phone number is 201-215-0199. Its website is saiph.com.