Paul Saxton has been Chief Executive Officer, Chief Compliance Officer & Sole Member of Saiph Capital since February 2021, is a control person of the firm and directly owns 75% or more of it. Paul Saxton holds a Bachelor's degree in Marketing from Boston College and a Master's degree in Human Development from Boston College.
Saiph Capital, LLC is a Wyckoff, NJ firm with $459M under management, 225 clients and 3 advisers in one office, as of its April 2026 filing.
Brian Saxton is Chief Executive Officer of Saiph Capital. He leads a team of financial professionals serving individuals, families and institutions, including businesses, trusts and charitable organizations. After five years in the NFL, he joined A.G. Edwards, the predecessor firm of Wells Fargo Advisors, and built his practice there for 20 years. He launched Saiph Capital in 2021.
Paul Saxton’s longest registration was 13 years at Wells Fargo Clearing Services, LLC (2008–2021). Before joining Saiph Capital in 2021, Paul Saxton was registered through Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.
- Wells Fargo Clearing Services, LLC– · 13 yearsMorristown, NJ · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 4 yearsMoristown, NJ · Adviser representative · Firm CRD 4
Professional designations
Listed by Saiph Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Plans Specialist (CRPS®)
- Accredited Investment Fiduciary (AIF®)
- Accredited Asset Management Specialist (AAMS®)
Investment adviser representative registrations
Paul Saxton is registered as an investment adviser representative in 2 states. Each was approved in February 2021.
- New JerseySince 24 February 2021
- TexasSince 12 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 9 October 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 25 February 2009 |
| Series 66 | Uniform Combined State Law Examination | 23 December 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 November 2000 |
| Series 7 | General Securities Representative Examination | 21 November 2000 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Brian Saxton
- CRD
- 4275511
- Firm
- Saiph Capital · CRD 312119
- Role
- Chief Executive Officer, Chief Compliance Officer & Sole Member
- Office
- 244 EVERETT AVENUE, Wyckoff, NJ 07481
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- saiph.com
Where does Paul Saxton work?
Paul Saxton has been Chief Executive Officer, Chief Compliance Officer & Sole Member of Saiph Capital, LLC since February 2021, and is a control person of the firm.
Is Paul Saxton a financial advisor?
Yes. Paul Saxton has a current investment-adviser registration in New Jersey and Texas, through Saiph Capital since February 2021.
How many years of experience does Paul Saxton have?
Paul Saxton has 25 years in the financial industry, since November 2000, across 3 adviser firms.
What exams has Paul Saxton passed?
Paul Saxton has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 31 and Series 7TO. The earliest, the Series 7, was passed in November 2000. FINRA credited Paul Saxton with the SIE, which began in October 2018.
Where did Paul Saxton work before Saiph Capital?
Before Saiph Capital, Paul Saxton was registered through A. G. Edwards & Sons, Inc., January 2004 to January 2008.
Where is Paul Saxton based?
Paul Saxton’s registered office is in Wyckoff, NJ.
Is Paul Saxton registered with FINRA?
No. Paul Saxton has no current broker registration.
Is Paul Saxton a CFP?
Saiph Capital lists Paul Saxton with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Paul Saxton’s record?
Search CRD 4275511 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Saxton’s full registration record.