Sagace Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Sagace Wealth Management reports 80 clients. They include 47 high-net-worth individuals, 32 individual clients and 1 charitable organization. Of its assets, 100.0% ($163M across 263 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 9% |
| High-net-worth individuals | 59% | 90% |
| Charitable organizations | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 32 | $14.2M | 8.7% | $442K |
| High-net-worth individuals | 47 | $146M | 89.8% | $3.11M |
| Charitable organizations | Fewer than 5 | $2.42M | 1.5% | $2.42M |
| Total | 80 | $163M | 100% | — |
- Clients
- 32
- Regulatory AUM
- $14.2M
- AUM share
- 8.7%
- Avg. per client
- $442K
- Clients
- 47
- Regulatory AUM
- $146M
- AUM share
- 89.8%
- Avg. per client
- $3.11M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.42M
- AUM share
- 1.5%
- Avg. per client
- $2.42M
Total
- Clients
- 80
- Regulatory AUM
- $163M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Sagace Wealth Management charges 0.49%–0.95% a year for its Portfolio Management and Financial Planning Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Standalone Financial Planning and Consulting Services
- Hourly fee of $250, or a fixed fee generally of $500 to $1,000; negotiable, with 50% of the fee paid in advance.
DMD Capital, LLC owns 50% to 75% of Sagace Wealth Management and is in turn owned by Dodd Disler (75% or more). The leadership team of Sagace Wealth Management includes Chief Compliance Officer Dodd Disler. It has 7 employees.
Leadership
Dodd DislerChief Compliance Officer/CEO
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Sagace Wealth Management, LLC
DMD Capital, LLC
Control person · since May 2017
- Owns 75% or more of DMD Capital, LLC
Dodd Disler
Control person · since May 2017
- Owns 25% to 50% of Sagace Wealth Management, LLC
SBFH Investments LLC
since June 2023
- Owns 25% to 50% of SBFH Investments LLC
Warren Spoor
Control person · since June 2023
- Owns 25% to 50% of SBFH Investments LLC
Stephen Bunch
Control person · since June 2023
- Owns 25% to 50% of SBFH Investments LLC
Richard Franz
Control person · since June 2023
- Owns 25% to 50% of SBFH Investments LLC
John Harper
Control person · since July 2023
- Owns 5% to 10% of Sagace Wealth Management, LLC
Kincarsar, LLC
Control person · since January 2020
- Owns 75% or more of Kincarsar, LLC
James Spoor
Control person · since January 2020
Sagace Wealth Management’s regulatory assets grew 1.6× from $100M (April 2024) to $163M (February 2026); clients rose from 64 to 80 and employees from 6 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $163M | 80 | 7 | 1 |
| February 2025 | $157M | 74 | 7 | 1 |
| April 2024 | $100M | 64 | 6 | 1 |
Besides its headquarters, Sagace Wealth Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 877 Executive Center Drive West, Suite 100, St. PetersburgHQ
Contact and registration details
- Legal name
- Sagace Wealth Management, LLC
- Headquarters
- 877 Executive Center Drive West, Suite 100, St. Petersburg, FL 33702
- Website
- sagacewealth.com
- Phone
- 727-493-9700
- @sagace-wealth-management
- SEC file
- 801-130248
- Structure
- Florida LLC
- Fiscal year end
- December
Sagace Wealth Management uses Charles Schwab ($163M) as custodian for its separately managed accounts. Sagace Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $163M100%
At year end, Sagace Wealth Management’s separately managed accounts were mostly in funds (87%). Its reported 13F holdings for the quarter ended 30 June 2026 total $159M across 71 positions; the largest are Vanguard Scottsdale Fds (6.0%), Vanguard Index Fds (6.0%) and Invesco Exchange Traded FD T (4.6%).
What the accounts hold
- Stocks8%
- Funds87%
- Registered funds85%
- Pooled vehicles2%
- Cash5%
Reported 13F holdings
- $159M
- Reported 13F value
- 71
- Positions
- 40.6%
- In the 10 largest
- +6.8%
- Value vs. prior quarter
- Vanguard Scottsdale Fds · Int-term Corp.6.0%
- Vanguard Index Fds · Mid Cap ETF6.0%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt4.6%
- Vanguard BD Index Fds · Intermed Term4.0%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.7%
- Vanguard Star Fds · VG TL Intl Stk F3.4%
- Vanguard Charlotte Fds · Total Int BD ETF3.4%
- Vanguard Index Fds · S&P 500 ETF Shs3.3%
- Vanguard Index Fds · Mcap GR Idxvip3.0%
- Schwab Strategic TR · US Tips ETF3.0%
Together, the ten largest are 40.6% of reported value.
How many clients does Sagace Wealth Management have?
Sagace Wealth Management has 80 clients and manages $163 million for them, as of February 2026. They include 47 high-net-worth individuals, 32 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Sagace Wealth Management offer?
Sagace Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sagace Wealth Management charge?
Sagace Wealth Management charges 0.49%–0.95% a year for its Portfolio Management and Financial Planning Services. The fee is billed in arrears and is negotiable.
Source: SAGACE WEALTH MANAGEMENT LLC ADV BROCHURE, filed 20 February 2026
Which custodians does Sagace Wealth Management use?
Sagace Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $163M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Sagace Wealth Management have?
Sagace Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sagace Wealth Management invest in?
At the end of its last fiscal year, Sagace Wealth Management’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 5% cash and equivalents and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sagace Wealth Management?
Sagace Wealth Management is owned through holding companies by Dodd Disler, Warren Spoor, Stephen Bunch, Richard Franz, James Spoor and John Harper. Its direct owners are DMD Capital, LLC (50% to 75%), Kincarsar, LLC (5% to 10%) and SBFH Investments LLC (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Sagace Wealth Management get paid?
Sagace Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Sagace Wealth Management registered with the SEC?
Yes, Sagace Wealth Management has been registered with the SEC as an investment adviser since 14 May 2024. Its CRD number is 307212 and its SEC file number is 801-130248.
Source: Form ADV Part 1A, Item 1, filed 20 February 2026; IAPD firm record
How do I contact Sagace Wealth Management?
Sagace Wealth Management’s main office is at 877 Executive Center Drive West, Suite 100, St. Petersburg, FL 33702. Its phone number is 727-493-9700. Its website is sagacewealth.com.