S.C. Thomas & Associates, CPA provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
S.C. Thomas & Associates, CPA reports 108 clients. They include 79 individual clients and 29 high-net-worth individuals. Of its assets, 99.9% ($104M across 264 accounts) are managed with discretion; $85.4K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 28% |
| High-net-worth individuals | 27% | 72% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 79 | $28.8M | 27.6% | $365K |
| High-net-worth individuals | 29 | $75.7M | 72.4% | $2.61M |
| Total | 108 | $105M | 100% | $968K |
- Clients
- 79
- Regulatory AUM
- $28.8M
- AUM share
- 27.6%
- Avg. per client
- $365K
- Clients
- 29
- Regulatory AUM
- $75.7M
- AUM share
- 72.4%
- Avg. per client
- $2.61M
Total
- Clients
- 108
- Regulatory AUM
- $105M
- AUM share
- 100%
- Avg. per client
- $968K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
S.C. Thomas & Associates, CPA charges 1.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Project-Based Financial Planning
- Project-based financial planning is billed at an hourly rate of $250, negotiable.
- Tax Preparation
- Tax preparation is a fixed fee of $250, which may be negotiable in certain cases.
Sandra Thomas owns 75% or more of S.C. Thomas & Associates, CPA. The leadership team of S.C. Thomas & Associates, CPA includes Chief Compliance Officer Sandra Thomas. It has 2 employees, 1 of them in advisory roles.
Leadership
- Sandra ThomasOwner/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of S.C. Thomas & Associates, CPA, LLC
Sandra Thomas
Control person · since January 1989
Besides its headquarters, S.C. Thomas & Associates, CPA has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 3599 Reserve Commons DR, MedinaHQ
Contact and registration details
- Legal name
- S.C. Thomas & Associates, CPA, LLC
- Headquarters
- 3599 Reserve Commons DR, Medina, OH 44256
- Website
- scthomascpa.com
- Phone
- 330-725-3162
- SEC file
- 801-135895
- Structure
- Ohio LLC
- Fiscal year end
- December
S.C. Thomas & Associates, CPA uses Charles Schwab ($105M) as custodian for its separately managed accounts. S.C. Thomas & Associates, CPA does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $105M100%
At year end, S.C. Thomas & Associates, CPA’s separately managed accounts were mostly in stocks (92%).
What the accounts hold
- Stocks92%
- Bonds1%
- Cash7%
How many clients does S.C. Thomas & Associates, CPA have?
S.C. Thomas & Associates, CPA has 108 clients and manages $105 million for them, as of March 2026. They include 79 individual clients and 29 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does S.C. Thomas & Associates, CPA offer?
S.C. Thomas & Associates, CPA provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does S.C. Thomas & Associates, CPA charge?
S.C. Thomas & Associates, CPA charges 1.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 19 March 2026
Which custodians does S.C. Thomas & Associates, CPA use?
S.C. Thomas & Associates, CPA’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $105M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does S.C. Thomas & Associates, CPA have?
S.C. Thomas & Associates, CPA has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does S.C. Thomas & Associates, CPA invest in?
At the end of its last fiscal year, S.C. Thomas & Associates, CPA’s separately managed accounts held 92% exchange-traded equities, 7% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns S.C. Thomas & Associates, CPA?
S.C. Thomas & Associates, CPA’s direct owner is Sandra Thomas (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does S.C. Thomas & Associates, CPA get paid?
S.C. Thomas & Associates, CPA is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is S.C. Thomas & Associates, CPA registered with the SEC?
Yes, S.C. Thomas & Associates, CPA has been registered with the SEC as an investment adviser since 17 April 2026. Its CRD number is 121666 and its SEC file number is 801-135895.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact S.C. Thomas & Associates, CPA?
S.C. Thomas & Associates, CPA’s main office is at 3599 Reserve Commons DR, Medina, OH 44256. Its phone number is 330-725-3162. Its website is scthomascpa.com.