Rudney Associates provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Rudney Associates reports 470 clients. They include 250 high-net-worth individuals, 200 individual clients, and 15 pension and profit-sharing plans. Of its assets, 99.9% ($939M across 485 accounts) are managed with discretion; $1.4M across 7 accounts are not. It advised 12 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 12% |
| High-net-worth individuals | 53% | 84% |
| Pension and profit-sharing plans | 3% | 2% |
| Charitable organizations | 1% | 1% |
| Corporations and other businesses | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 200 | $112M | 12.0% | $562K |
| High-net-worth individuals | 250 | $787M | 83.7% | $3.15M |
| Pension and profit-sharing plans | 15 | $16.6M | 1.8% | $1.1M |
| Charitable organizations | 5 | $12.5M | 1.3% | $2.5M |
| Corporations and other businesses | Fewer than 5 | $11.4M | 1.2% | — |
| Total | 470 | $940M | 100% | — |
- Clients
- 200
- Regulatory AUM
- $112M
- AUM share
- 12.0%
- Avg. per client
- $562K
- Clients
- 250
- Regulatory AUM
- $787M
- AUM share
- 83.7%
- Avg. per client
- $3.15M
- Clients
- 15
- Regulatory AUM
- $16.6M
- AUM share
- 1.8%
- Avg. per client
- $1.1M
- Clients
- 5
- Regulatory AUM
- $12.5M
- AUM share
- 1.3%
- Avg. per client
- $2.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.4M
- AUM share
- 1.2%
- Avg. per client
- —
Total
- Clients
- 470
- Regulatory AUM
- $940M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 12
- Private funds advised
- 0
Rudney Associates charges 0.50%–2.20% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting Services
- A negotiable annual fee of 0.15% to 1.00% of plan assets, depending on the scope of services, complexity and size of the plan.
Eric Rudney owns 75% or more of Rudney Associates. The leadership team of Rudney Associates includes President Eric Rudney and Chief Compliance Officer Ashley Kirk. It has 2 employees, 1 of them in advisory roles.
Leadership
- Eric RudneyPresident/Owner
- Ashley KirkChief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Rudney Associates, Inc.
Eric Rudney
Control person · since January 1983
Rudney Associates’ regulatory assets grew 1.5× from $611M (March 2021) to $940M (March 2026); clients rose from 298 to 470 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $940M | 470 | 2 | 1 |
| April 2025 | $869M | 481 | 2 | 1 |
| March 2024 | $751M | 426 | 2 | 1 |
| March 2023 | $686M | 360 | 2 | 1 |
| March 2022 | $686M | 362 | 2 | 1 |
| March 2021 | $611M | 298 | 2 | 1 |
Besides its headquarters, Rudney Associates has 0 offices, with 1 listed address in California.
California · 1 listed address
- 1499 Danville BLVD, Suite 250, AlamoHQ
Contact and registration details
- Legal name
- Rudney Associates, Inc.
- Headquarters
- 1499 Danville BLVD, Suite 250, Alamo, CA 94507
- Website
- Not reported
- Phone
- 925-838-0696
- SEC file
- 801-60080
- Structure
- California corporation
- Fiscal year end
- December
Rudney Associates uses Charles Schwab ($940M) as custodian for its separately managed accounts. Rudney Associates has custody of $76.2M in client assets for 3 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $940M100%
At year end, Rudney Associates’ separately managed accounts were mostly in funds (58%) and cash (26%).
What the accounts hold
- Stocks15%
- Funds58%
- Bonds1%
- Cash26%
How many clients does Rudney Associates have?
Rudney Associates has 470 clients and manages $940 million for them, as of March 2026. They include 250 high-net-worth individuals, 200 individual clients, and 15 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Rudney Associates offer?
Rudney Associates provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Rudney Associates charge?
Rudney Associates charges 0.50%–2.20% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.
Source: ADV PART 2A, filed 30 March 2026
Which custodians does Rudney Associates use?
Rudney Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $940M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Rudney Associates have?
Rudney Associates has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rudney Associates invest in?
At the end of its last fiscal year, Rudney Associates’ separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 26% cash and equivalents, 15% exchange-traded equities and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rudney Associates?
Rudney Associates’ direct owner is Eric Rudney (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Rudney Associates get paid?
Rudney Associates is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rudney Associates?
Rudney Associates’ main office is at 1499 Danville BLVD, Suite 250, Alamo, CA 94507. Its phone number is 925-838-0696.